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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
Boeing
BA
$185B
$192K 0.09%
738
+423
+134% +$90.5K
WMB icon
152
Williams Companies
WMB
$86.1B
$191K 0.09%
5,481
+4,404
+409% +$155K
BBDC icon
153
Barings BDC
BBDC
$965M
$189K 0.09%
22,040
+15,561
+240% +$138K
SCHH icon
154
Schwab US REIT ETF
SCHH
$11.4B
$187K 0.09%
9,009
+1,023
+13% +$19K
MBB icon
155
iShares MBS ETF
MBB
$39.1B
$187K 0.09%
1,983
-262
-12% -$23.5K
PJUL icon
156
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
$184K 0.09%
5,090
+3,200
+169% +$111K
TFC icon
157
Truist Financial
TFC
$64B
$182K 0.09%
4,943
+94
+2% +$2.95K
HON icon
158
Honeywell
HON
$78B
$182K 0.09%
920
+1
+0.1% +$180
SPDW icon
159
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$179K 0.09%
5,255
+569
+12% +$18.1K
IXUS icon
160
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$176K 0.09%
2,708
+1,088
+67% +$66.6K
KURA icon
161
Kura Oncology
KURA
$850M
$176K 0.09%
+12,219
New +$120K
LNTH icon
162
Lantheus
LNTH
$6.59B
$170K 0.08%
+2,748
New +$186K
RCL icon
163
Royal Caribbean
RCL
$85.6B
$168K 0.08%
1,300
-35
-3% -$3.57K
ACP
164
abrdn Income Credit Strategies Fund
ACP
$637M
$166K 0.08%
+24,477
New +$154K
IWM icon
165
iShares Russell 2000 ETF
IWM
$83B
$166K 0.08%
827
+469
+131% +$84K
IMCB icon
166
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$163K 0.08%
2,426
-880
-27% -$54K
VWO icon
167
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$161K 0.08%
3,926
+1,949
+99% +$77.3K
IYW icon
168
iShares US Technology ETF
IYW
$25.2B
$161K 0.08%
1,308
+700
+115% +$79.3K
SPGM icon
169
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.78B
$159K 0.08%
2,878
+357
+14% +$18.5K
PAPR icon
170
Innovator US Equity Power Buffer ETF April
PAPR
$961M
$159K 0.08%
4,865
– –
ARCC icon
171
Ares Capital
ARCC
$14.4B
$159K 0.08%
7,934
+5,982
+306% +$117K
CMI icon
172
Cummins
CMI
$88.7B
$156K 0.08%
650
– –
VYMI icon
173
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
$155K 0.08%
+2,331
New +$147K
IEMG icon
174
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$155K 0.08%
3,058
+594
+24% +$28.8K
TXN icon
175
Texas Instruments
TXN
$261B
$154K 0.08%
903
+212
+31% +$32.8K
5 6
7
8 9

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.