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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
126
Pfizer
PFE
$153B
$248K 0.12%
8,603
+459
+6% +$13.9K
QUAL icon
127
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$242K 0.12%
1,648
-3
-0.2% -$415
PJAN icon
128
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$238K 0.12%
6,400
– –
IWS icon
129
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$236K 0.12%
2,033
-797
-28% -$84.9K
GE icon
130
GE Aerospace
GE
$384B
$233K 0.11%
2,290
+448
+24% +$41.5K
RF icon
131
Regions Financial
RF
$26.8B
$229K 0.11%
11,825
– –
VOO icon
132
Vanguard S&P 500 ETF
VOO
$1.03T
$227K 0.11%
519
+130
+33% +$53.2K
MGPI icon
133
MGP Ingredients
MGPI
$375M
$225K 0.11%
+2,279
New +$219K
VTI icon
134
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$220K 0.11%
929
-24
-3% -$5.31K
NBXG
135
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.2B
$218K 0.11%
+19,940
New +$208K
PDEC icon
136
Innovator US Equity Power Buffer ETF December
PDEC
$997M
$218K 0.11%
6,200
+200
+3% +$6.68K
GPC icon
137
Genuine Parts
GPC
$18.7B
$217K 0.11%
1,564
+392
+33% +$53.8K
AMGN icon
138
Amgen
AMGN
$222B
$215K 0.11%
746
+35
+5% +$9.54K
OMC icon
139
Omnicom Group
OMC
$23.4B
$213K 0.1%
2,457
+25
+1% +$1.97K
OUNZ icon
140
VanEck Merk Gold Trust
OUNZ
$2.69B
$210K 0.1%
10,529
-1,574
-13% -$30.1K
VDC icon
141
Vanguard Consumer Staples ETF
VDC
$7.97B
$208K 0.1%
1,090
-615
-36% -$113K
ZTS icon
142
Zoetis
ZTS
$30B
$208K 0.1%
+1,052
New +$186K
EFV icon
143
iShares MSCI EAFE Value ETF
EFV
$30.2B
$206K 0.1%
3,962
-177
-4% -$8.76K
K
144
DELISTED
Kellanova
K
$206K 0.1%
3,681
-570
-13% -$29.8K
XLF icon
145
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$204K 0.1%
5,421
+120
+2% +$4.15K
NPCT icon
146
Nuveen Core Plus Impact Fund
NPCT
$282M
$200K 0.1%
+19,803
New +$188K
O icon
147
Realty Income
O
$59.1B
$199K 0.1%
3,465
+1,662
+92% +$87.2K
FHI icon
148
Federated Hermes
FHI
$4.72B
$198K 0.1%
5,840
-60
-1% -$1.96K
GPRE icon
149
Green Plains
GPRE
$1.03B
$196K 0.1%
+7,775
New +$206K
IEFA icon
150
iShares Core MSCI EAFE ETF
IEFA
$196B
$195K 0.1%
2,778
+2,475
+817% +$163K
4 5
6
7 8

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.