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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
101
Deere & Co
DE
$168B
$319K 0.16%
797
– –
EIX icon
102
Edison International
EIX
$26.4B
$316K 0.15%
4,420
+535
+14% +$35.2K
RTX icon
103
RTX Corp
RTX
$301B
$300K 0.15%
3,561
+1,419
+66% +$112K
IOO icon
104
iShares Global 100 ETF
IOO
$9.25B
$296K 0.14%
3,680
-313
-8% -$23.9K
IMCV icon
105
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$291K 0.14%
4,295
+4
+0.1% +$249
VIG icon
106
Vanguard Dividend Appreciation ETF
VIG
$114B
$289K 0.14%
1,695
+108
+7% +$17.4K
BST icon
107
BlackRock Science and Technology Trust
BST
$1.69B
$286K 0.14%
+8,506
New +$280K
DFUS
108
Dimensional US Equity ETF
DFUS
$21.6B
$277K 0.14%
5,353
– –
NEE icon
109
NextEra Energy
NEE
$177B
$276K 0.14%
4,544
+29
+0.6% +$1.65K
SPYG icon
110
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$274K 0.13%
4,218
-3,280
-44% -$202K
PARA
111
DELISTED
Paramount Global Class B
PARA
$266K 0.13%
18,014
+889
+5% +$11.9K
BLK icon
112
Blackrock
BLK
$176B
$266K 0.13%
328
+9
+3% +$6.28K
LAMR icon
113
Lamar Advertising Co
LAMR
$16.3B
$266K 0.13%
2,502
+53
+2% +$4.98K
VCR icon
114
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$263K 0.13%
865
-430
-33% -$120K
MDT icon
115
Medtronic
MDT
$112B
$263K 0.13%
3,197
+369
+13% +$28.1K
INTC icon
116
Intel
INTC
$513B
$261K 0.13%
5,185
+270
+5% +$11K
FTEC icon
117
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$257K 0.13%
1,787
-912
-34% -$121K
SCHJ icon
118
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
$254K 0.12%
10,514
+3,350
+47% +$79.3K
EJUL icon
119
Innovator Emerging Markets Power Buffer ETF July
EJUL
$186M
$254K 0.12%
10,748
+3,407
+46% +$77.6K
FSK icon
120
FS KKR Capital
FSK
$3.44B
$254K 0.12%
+12,707
New +$250K
PMAR icon
121
Innovator US Equity Power Buffer ETF March
PMAR
$772M
$253K 0.12%
7,100
– –
GLD icon
122
SPDR Gold Trust
GLD
$141B
$251K 0.12%
1,312
+114
+10% +$20.9K
ABBV icon
123
AbbVie
ABBV
$435B
$250K 0.12%
1,612
+80
+5% +$11.7K
IEF icon
124
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$250K 0.12%
2,589
+164
+7% +$15.2K
GSK icon
125
GSK
GSK
$106B
$248K 0.12%
6,686
+308
+5% +$11.1K
3 4
5
6 7

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.