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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSPT icon
1201
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
– –
-2,968
Closed -$64.3K
R icon
1202
Ryder
R
$10.1B
– –
-200
Closed -$21.4K
RDVI icon
1203
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.7B
– –
-1,500
Closed -$31.6K
RDVY icon
1204
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
– –
-300
Closed -$13.8K
SDVY icon
1205
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
– –
-100
Closed -$2.82K
SHYG icon
1206
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-284
Closed -$11.7K
SLYG icon
1207
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
– –
-410
Closed -$30K
SPEM icon
1208
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-51
Closed -$1.71K
STLD icon
1209
Steel Dynamics
STLD
$37.6B
– –
-1,355
Closed -$145K
TTNP
1210
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
UCON icon
1211
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
– –
-3,000
Closed -$71.7K
UPWK icon
1212
Upwork
UPWK
$1.19B
– –
-200
Closed -$2.27K
WEAT icon
1213
Teucrium Wheat Fund
WEAT
$292M
– –
-40
Closed -$1.11K
XHB icon
1214
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-300
Closed -$23K
XJUN icon
1215
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$139M
– –
-100
Closed -$3.31K
XLG icon
1216
Invesco S&P 500 Top 50 ETF
XLG
$11B
– –
-1,950
Closed -$66.2K
XMLV icon
1217
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
– –
-1,226
Closed -$60.3K
XSEP icon
1218
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$136M
– –
-4,558
Closed -$155K
XSLV icon
1219
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
– –
-135
Closed -$5.32K
XSOE icon
1220
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
– –
-1,000
Closed -$26.7K
YJUN icon
1221
FT Vest International Equity Buffer ETF June
YJUN
$145M
– –
-200
Closed -$3.95K
TE
1222
T1 Energy
TE
$1.63B
– –
-750
Closed -$3.67K
ATSG
1223
DELISTED
Air Transport Services Group
ATSG
– –
-113
Closed -$2.35K
FSR
1224
DELISTED
Fisker Inc.
FSR
– –
-200
Closed -$1.28K
SRC
1225
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-4,593
Closed -$154K
46 47 48
49
50

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LWMNY
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Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.