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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYLB icon
1176
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.48B
– –
-985
Closed -$33.4K
HYLS icon
1177
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
– –
-187
Closed -$7.34K
ITA icon
1178
iShares US Aerospace & Defense ETF
ITA
$15B
– –
-228
Closed -$24.2K
IWO icon
1179
iShares Russell 2000 Growth ETF
IWO
$15B
– –
-92
Closed -$20.6K
IYC icon
1180
iShares US Consumer Discretionary ETF
IYC
$1.23B
– –
-476
Closed -$31.9K
JHG
1181
DELISTED
Janus Henderson
JHG
– –
-818
Closed -$21.1K
JMIA
1182
Jumia Technologies
JMIA
$767M
– –
-2,000
Closed -$5.28K
KNG icon
1183
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.47B
– –
-1,000
Closed -$49.4K
LTPZ icon
1184
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
– –
-300
Closed -$15.8K
MDY icon
1185
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
– –
-32
Closed -$14.6K
MGC icon
1186
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
– –
-270
Closed -$41K
MRVL icon
1187
Marvell Technology
MRVL
$196B
– –
-500
Closed -$27.1K
NVAX icon
1188
Novavax
NVAX
$1.31B
– –
-100
Closed -$724
NXTG icon
1189
First Trust Indxx NextG ETF
NXTG
$564M
– –
-55
Closed -$3.73K
PDBC icon
1190
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
– –
-7,689
Closed -$115K
PFSI icon
1191
PennyMac Financial
PFSI
$4.02B
– –
-670
Closed -$44.6K
PGX icon
1192
Invesco Preferred ETF
PGX
$3.78B
– –
-4,580
Closed -$50.2K
PHYS icon
1193
Sprott Physical Gold
PHYS
$15.7B
– –
-300
Closed -$4.3K
PKW icon
1194
Invesco BuyBack Achievers ETF
PKW
$1.76B
– –
-56
Closed -$5.04K
PRF icon
1195
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-4,575
Closed -$146K
PSK icon
1196
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
– –
-15
Closed -$487
PSLV icon
1197
Sprott Physical Silver Trust
PSLV
$13.2B
– –
-500
Closed -$3.79K
PTH icon
1198
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$244M
– –
-375
Closed -$12.6K
QJUN icon
1199
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
– –
-1,200
Closed -$26.2K
QQEW icon
1200
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
– –
-136
Closed -$14.1K
46 47
48
49 50

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HPM
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CAG
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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.