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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEP icon
1151
First Trust Europe AlphaDEX Fund
FEP
$534M
– –
-472
Closed -$15.6K
FGD icon
1152
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
– –
-250
Closed -$5.15K
FND icon
1153
Floor & Decor
FND
$6.68B
– –
-350
Closed -$31.7K
FNY icon
1154
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
– –
-112
Closed -$6.8K
FPE icon
1155
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-1,340
Closed -$21.4K
FSEP icon
1156
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
– –
-1,067
Closed -$39.6K
FTA icon
1157
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
– –
-367
Closed -$23.8K
FTC icon
1158
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
– –
-459
Closed -$44.4K
FTCS icon
1159
First Trust Capital Strength ETF
FTCS
$7.95B
– –
-4,660
Closed -$343K
FTGC icon
1160
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
– –
-4,425
Closed -$106K
FTLS icon
1161
First Trust Long/Short Equity ETF
FTLS
$2.49B
– –
-208
Closed -$11.1K
FTQI icon
1162
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$940M
– –
-1,500
Closed -$28.3K
FTSM icon
1163
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
– –
-533
Closed -$31.7K
FTXN icon
1164
First Trust Nasdaq Oil & Gas ETF
FTXN
$154M
– –
-300
Closed -$9.01K
FVD icon
1165
First Trust Value Line Dividend Fund
FVD
$8.4B
– –
-3,985
Closed -$149K
FXL icon
1166
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-252
Closed -$28K
FXR icon
1167
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
– –
-100
Closed -$5.74K
FXZ icon
1168
First Trust Materials AlphaDEX Fund
FXZ
$386M
– –
-200
Closed -$12.6K
GCC icon
1169
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
– –
-1,000
Closed -$18K
GFEB icon
1170
FT Vest US Equity Moderate Buffer ETF February
GFEB
$380M
– –
-19,800
Closed -$610K
GJUL icon
1171
FT Vest US Equity Moderate Buffer ETF July
GJUL
$406M
– –
-1,000
Closed -$29.9K
GLDM icon
1172
SPDR Gold MiniShares Trust
GLDM
$29.7B
– –
-72
Closed -$2.64K
GME icon
1173
GameStop
GME
$8.6B
– –
-4
Closed -$66
GNK icon
1174
Genco Shipping & Trading
GNK
$1.1B
– –
-200
Closed -$2.8K
HDMV icon
1175
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.8M
– –
-392
Closed -$10.6K
45 46
47
48 49

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Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.