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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGMI icon
1126
CoinShares ETF Trust CoinShares Bitcoin Mining ETF
WGMI
$242M
$18 ﹤0.01%
+1
New +$12
SLDP icon
1127
Solid Power
SLDP
$532M
$16 ﹤0.01%
11
– –
ASTR
1128
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$16 ﹤0.01%
7
– –
IDEX
1129
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$16 ﹤0.01%
8
– –
FABC
1130
Fabric.AI Inc
FABC
$18.4M
– –
0
– –
IDCC icon
1131
InterDigital
IDCC
$8.89B
– –
0
– –
DMK
1132
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$1 ﹤0.01%
1
– –
ADME icon
1133
Aptus Behavioral Momentum ETF
ADME
$307M
– –
-276
Closed -$9.67K
BETZ icon
1134
Roundhill Sports Betting & iGaming ETF
BETZ
$49.6M
– –
-602
Closed -$9.55K
BOND icon
1135
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
– –
-385
Closed -$33.8K
BSCP
1136
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
– –
-2,800
Closed -$56.3K
BSCQ icon
1137
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
– –
-1,000
Closed -$18.8K
BSCR icon
1138
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
– –
-1,000
Closed -$18.7K
BSJP
1139
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
– –
-250
Closed -$5.62K
BUFR icon
1140
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
– –
-2,000
Closed -$49K
CIBR icon
1141
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
– –
-1,400
Closed -$63.6K
CORN icon
1142
Teucrium Corn Fund
CORN
$165M
– –
-100
Closed -$2.2K
DOGG icon
1143
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$83.9M
– –
-1,000
Closed -$19.5K
DWM icon
1144
WisdomTree International Equity Fund
DWM
$697M
– –
-260
Closed -$12.6K
ELAN icon
1145
Elanco Animal Health
ELAN
$11.1B
– –
-500
Closed -$5.62K
EVMT icon
1146
Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
EVMT
$7.14M
– –
-101
Closed -$1.94K
FAAR icon
1147
First Trust Alternative Absolute Return Strategy ETF
FAAR
$195M
– –
-147
Closed -$4.22K
FBT icon
1148
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
– –
-60
Closed -$8.78K
FEM icon
1149
First Trust Emerging Markets AlphaDEX Fund
FEM
$786M
– –
-635
Closed -$13.3K
FEMS icon
1150
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
– –
-550
Closed -$21.2K
44 45
46
47 48

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CAG
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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.