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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
1076
iShares Convertible Bond ETF
ICVT
$7.46B
$314 ﹤0.01%
4
-205
-98% -$15.2K
UCO icon
1077
ProShares Ultra Bloomberg Crude Oil
UCO
$385M
$313 ﹤0.01%
12
– –
ENS icon
1078
EnerSys
ENS
$6.99B
$304 ﹤0.01%
3
– –
RSPH icon
1079
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$298 ﹤0.01%
+10
New +$274
HGBL icon
1080
Heritage Global
HGBL
$36.8M
$295 ﹤0.01%
+106
New +$312
SPTL icon
1081
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$290 ﹤0.01%
+10
New +$266
L icon
1082
Loews
L
$23.6B
$281 ﹤0.01%
4
– –
PFIX icon
1083
Simplify Interest Rate Hedge ETF
PFIX
$174M
$280 ﹤0.01%
+7
New +$630
FSLY icon
1084
Fastly Inc
FSLY
$3.66B
$267 ﹤0.01%
15
– –
MPV
1085
Barings Participation Investors
MPV
$176M
$265 ﹤0.01%
+17
New +$237
WAB icon
1086
Wabtec
WAB
$49.3B
$254 ﹤0.01%
2
-1
-33% -$113
TPIC
1087
DELISTED
TPI Composites
TPIC
$253 ﹤0.01%
61
– –
VHT icon
1088
Vanguard Health Care ETF
VHT
$18.7B
$251 ﹤0.01%
1
-490
-100% -$116K
NOK icon
1089
Nokia
NOK
$52.3B
$246 ﹤0.01%
72
– –
FTSL icon
1090
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$230 ﹤0.01%
+5
New +$229
CTLT
1091
DELISTED
CATALENT, INC.
CTLT
$225 ﹤0.01%
+5
New +$202
HYPR icon
1092
Hyperfine
HYPR
$101M
$224 ﹤0.01%
200
– –
DBC icon
1093
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$220 ﹤0.01%
10
– –
CERS icon
1094
Cerus
CERS
$474M
$216 ﹤0.01%
100
– –
OILK icon
1095
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$221M
$211 ﹤0.01%
5
– –
SDS icon
1096
ProShares UltraShort S&P500
SDS
$369M
$209 ﹤0.01%
1
– –
GENK icon
1097
GEN Restaurant Group
GENK
$10.5M
$204 ﹤0.01%
+26
New +$221
CHRD icon
1098
Chord Energy
CHRD
$7.39B
$166 ﹤0.01%
1
– –
KKR icon
1099
KKR & Co
KKR
$92.3B
$166 ﹤0.01%
+2
New +$135
NAK
1100
Northern Dynasty Minerals
NAK
$958M
$162 ﹤0.01%
500
– –
42 43
44
45 46

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RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.