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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPE
1051
DELISTED
Callon Petroleum Company
CPE
$551 ﹤0.01%
+17
New +$582
SPWR
1052
DELISTED
SunPower Corporation Common Stock
SPWR
$517 ﹤0.01%
107
– –
RQI icon
1053
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$502 ﹤0.01%
+41
New +$436
IJT icon
1054
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$501 ﹤0.01%
4
– –
SEGG
1055
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$499 ﹤0.01%
+3
New +$443
DISH
1056
DELISTED
DISH Network Corp.
DISH
$496 ﹤0.01%
86
+78
+975% +$350
EHI
1057
Western Asset Global High Income Fund
EHI
$178M
$477 ﹤0.01%
+66
New +$438
GXC icon
1058
State Street SPDR S&P China ETF
GXC
$482M
$477 ﹤0.01%
+7
New +$488
DBRG icon
1059
DigitalBridge
DBRG
$2.95B
$439 ﹤0.01%
25
– –
VV icon
1060
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$436 ﹤0.01%
2
-76
-97% -$15.5K
VGLT icon
1061
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$431 ﹤0.01%
7
– –
LUMN icon
1062
Lumen
LUMN
$6.44B
$426 ﹤0.01%
233
– –
LNSR icon
1063
LENSAR
LNSR
$74.2M
$411 ﹤0.01%
+117
New +$290
LRFC
1064
DELISTED
Logan Ridge Finance Corp
LRFC
$407 ﹤0.01%
+18
New +$387
AAXJ icon
1065
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$399 ﹤0.01%
6
– –
ENPH icon
1066
Enphase Energy
ENPH
$5.53B
$396 ﹤0.01%
3
– –
PFF icon
1067
iShares Preferred and Income Securities ETF
PFF
$13.2B
$374 ﹤0.01%
+12
New +$358
DXC icon
1068
DXC Technology
DXC
$1.73B
$366 ﹤0.01%
16
– –
USFR icon
1069
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$352 ﹤0.01%
7
– –
FIRY
1070
Firy Inc
FIRY
$163M
$349 ﹤0.01%
+56
New +$313
GPRO icon
1071
GoPro
GPRO
$126M
$347 ﹤0.01%
100
– –
REZI icon
1072
Resideo Technologies
REZI
$3.95B
$339 ﹤0.01%
18
– –
EGIO
1073
DELISTED
Edgio, Inc. Common Stock
EGIO
$336 ﹤0.01%
25
– –
PCM
1074
PCM Fund
PCM
$70.1M
$326 ﹤0.01%
+41
New +$326
SOUN icon
1075
SoundHound AI
SOUN
$3.49B
$318 ﹤0.01%
+150
New +$297
41 42
43
44 45

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.