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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONON icon
1026
On Holding
ONON
$12.5B
$890 ﹤0.01%
+33
New +$899
UTHR icon
1027
United Therapeutics
UTHR
$23.1B
$880 ﹤0.01%
4
– –
DNA icon
1028
Ginkgo Bioworks
DNA
$521M
$845 ﹤0.01%
13
– –
BEAM icon
1029
Beam Therapeutics
BEAM
$2.84B
$844 ﹤0.01%
+31
New +$770
NAT icon
1030
Nordic American Tanker
NAT
$1.37B
$840 ﹤0.01%
200
– –
NEM icon
1031
Newmont
NEM
$119B
$828 ﹤0.01%
+20
New +$772
SIHY icon
1032
Harbor Ares Systematic High Yield ETF
SIHY
$149M
$822 ﹤0.01%
18
– –
GRFS
1033
Grifois
GRFS
$5.4B
$821 ﹤0.01%
71
– –
BYND icon
1034
Beyond Meat
BYND
$277M
$819 ﹤0.01%
+92
New +$723
NXST icon
1035
Nexstar Media Group
NXST
$5.97B
$784 ﹤0.01%
5
– –
PTON icon
1036
Peloton Interactive
PTON
$2.49B
$773 ﹤0.01%
+127
New +$684
ARKW icon
1037
ARK Web x.0 ETF
ARKW
$1.75B
$759 ﹤0.01%
10
– –
VRM icon
1038
Vroom Inc
VRM
$48.2M
$758 ﹤0.01%
+16
New +$1.04K
CRPT icon
1039
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$83.4M
$735 ﹤0.01%
+76
New +$505
CRON
1040
Cronos Group
CRON
$1.14B
$727 ﹤0.01%
348
– –
ASIX icon
1041
AdvanSix
ASIX
$444M
$719 ﹤0.01%
24
– –
RUM icon
1042
RUM Group Inc
RUM
$1.76B
$718 ﹤0.01%
160
– –
QCLN icon
1043
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$717 ﹤0.01%
17
-733
-98% -$27.8K
SN icon
1044
SharkNinja
SN
$26.1B
$716 ﹤0.01%
+14
New +$640
FCVT icon
1045
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$700 ﹤0.01%
+21
New +$654
SMH icon
1046
VanEck Semiconductor ETF
SMH
$71.8B
$699 ﹤0.01%
+4
New +$626
PGHY icon
1047
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$637 ﹤0.01%
33
– –
DXLG icon
1048
Destination XL Group
DXLG
$35.4M
$598 ﹤0.01%
+136
New +$582
UBX
1049
DELISTED
Unity Biotechnology
UBX
$579 ﹤0.01%
+300
New +$558
MSOS icon
1050
AdvisorShares Pure US Cannabis ETF
MSOS
$880M
$562 ﹤0.01%
80
– –
40 41
42
43 44

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.