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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPAY icon
976
Corpay
CPAY
$25.7B
$1.41K ﹤0.01%
+5
New +$1.24K
AMLP icon
977
Alerian MLP ETF
AMLP
$13.2B
$1.4K ﹤0.01%
+33
New +$1.4K
HST icon
978
Host Hotels & Resorts
HST
$15.5B
$1.4K ﹤0.01%
72
– –
PNFP icon
979
Pinnacle Financial Partners Inc
PNFP
$15.8B
$1.4K ﹤0.01%
+16
New +$1.16K
HUM icon
980
Humana
HUM
$46.8B
$1.38K ﹤0.01%
3
– –
IOVA icon
981
Iovance Biotherapeutics
IOVA
$2.86B
$1.37K ﹤0.01%
168
– –
ARW icon
982
Arrow Electronics
ARW
$10.6B
$1.34K ﹤0.01%
11
– –
CW icon
983
Curtiss-Wright
CW
$25.2B
$1.34K ﹤0.01%
6
– –
ADM icon
984
Archer Daniels Midland
ADM
$38.1B
$1.3K ﹤0.01%
18
– –
NTR icon
985
Nutrien
NTR
$31.2B
$1.3K ﹤0.01%
23
– –
ESMT
986
DELISTED
EngageSmart, Inc.
ESMT
$1.28K ﹤0.01%
+56
New +$1.24K
CSIQ icon
987
Canadian Solar
CSIQ
$1.05B
$1.26K ﹤0.01%
48
– –
TOL icon
988
Toll Brothers
TOL
$14B
$1.23K ﹤0.01%
12
– –
PIPR icon
989
Piper Sandler
PIPR
$5.29B
$1.22K ﹤0.01%
+28
New +$1.06K
CWK icon
990
Cushman & Wakefield Ltd
CWK
$3.15B
$1.22K ﹤0.01%
+113
New +$941
ARCB icon
991
ArcBest
ARCB
$3.12B
$1.2K ﹤0.01%
+10
New +$1.11K
HYD icon
992
VanEck High Yield Muni ETF
HYD
$4.4B
$1.19K ﹤0.01%
23
– –
VMEO
993
DELISTED
Vimeo
VMEO
$1.18K ﹤0.01%
+302
New +$1.08K
AXDX
994
DELISTED
Accelerate Diagnostics
AXDX
$1.18K ﹤0.01%
+300
New +$1.59K
GENI icon
995
Genius Sports
GENI
$2.07B
$1.17K ﹤0.01%
+189
New +$1.02K
AZEK
996
DELISTED
The AZEK Co
AZEK
$1.15K ﹤0.01%
+30
New +$935
MRSH
997
Marsh
MRSH
$90.7B
$1.14K ﹤0.01%
+6
New +$1.16K
SIRI icon
998
SiriusXM
SIRI
$9.79B
$1.13K ﹤0.01%
21
– –
UNIT
999
Uniti Group
UNIT
$2.27B
$1.12K ﹤0.01%
+194
New +$984
SPCE icon
1000
Virgin Galactic
SPCE
$402M
$1.1K ﹤0.01%
23
– –
38 39
40
41 42

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RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.