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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CION icon
76
CION Investment
CION
$374M
$466K 0.23%
41,165
+21,906
+114% +$233K
ECL icon
77
Ecolab
ECL
$79.9B
$460K 0.22%
2,318
+449
+24% +$80.7K
BAC icon
78
Bank of America
BAC
$442B
$439K 0.21%
13,043
-1,496
-10% -$43.6K
VEEV icon
79
Veeva Systems
VEEV
$37.4B
$437K 0.21%
2,269
+89
+4% +$16.8K
CMCSA icon
80
Comcast
CMCSA
$90B
$435K 0.21%
9,928
+843
+9% +$36.1K
AOA icon
81
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$421K 0.21%
6,098
+893
+17% +$58.2K
TSLA icon
82
Tesla
TSLA
$1.3T
$408K 0.2%
1,641
-75
-4% -$17.8K
VEA icon
83
Vanguard FTSE Developed Markets ETF
VEA
$237B
$398K 0.19%
8,308
+3,531
+74% +$158K
XLK icon
84
State Street Technology Select Sector SPDR ETF
XLK
$123B
$390K 0.19%
4,048
-192
-5% -$17.1K
BRK.B icon
85
Berkshire Hathaway Class B
BRK.B
$1.13T
$386K 0.19%
1,081
-37
-3% -$13K
TBLD
86
Thornburg Income Builder Opportunities Trust
TBLD
$716M
$382K 0.19%
+24,627
New +$365K
SPYM
87
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$370K 0.18%
6,618
+1,509
+30% +$79.1K
MO icon
88
Altria Group
MO
$114B
$368K 0.18%
9,111
+1,326
+17% +$54.8K
SPYV icon
89
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$366K 0.18%
7,846
-1,291
-14% -$55.7K
ENB icon
90
Enbridge
ENB
$112B
$362K 0.18%
10,047
+1,448
+17% +$48.8K
IBM icon
91
IBM
IBM
$224B
$360K 0.18%
2,204
-16
-0.7% -$2.42K
ULST icon
92
State Street Ultra Short Term Bond ETF
ULST
$526M
$349K 0.17%
8,644
+70
+0.8% +$2.82K
ILCB icon
93
iShares Morningstar US Equity ETF
ILCB
$1.32B
$346K 0.17%
5,255
– –
PM icon
94
Philip Morris
PM
$295B
$341K 0.17%
3,630
+1,044
+40% +$96.2K
NVDA icon
95
NVIDIA
NVDA
$5.42T
$339K 0.17%
6,850
+1,160
+20% +$53.8K
PSTP icon
96
Innovator Power Buffer Step-Up Strategy ETF
PSTP
$133M
$336K 0.16%
11,904
+1,500
+14% +$40.8K
XOM icon
97
ExxonMobil
XOM
$634B
$333K 0.16%
3,334
-5,274
-61% -$554K
T icon
98
AT&T
T
$163B
$332K 0.16%
19,804
+12,430
+169% +$196K
WFC icon
99
Wells Fargo
WFC
$264B
$332K 0.16%
6,746
+219
+3% +$9.45K
FSCO
100
FS Credit Opportunities Corp
FSCO
$1.02B
$330K 0.16%
+58,178
New +$326K
2 3
4
5 6

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RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.