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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROL icon
951
Rollins
ROL
$17.9B
$1.7K ﹤0.01%
+39
New +$1.52K
FSTA icon
952
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$1.7K ﹤0.01%
38
– –
SNAP icon
953
Snap
SNAP
$9.06B
$1.69K ﹤0.01%
100
– –
BJRI icon
954
BJ's Restaurants
BJRI
$1.47B
$1.69K ﹤0.01%
+47
New +$1.34K
SF
955
Stifel
SF
$12.7B
$1.66K ﹤0.01%
+36
New +$1.48K
LSPD icon
956
Lightspeed Commerce
LSPD
$1.36B
$1.66K ﹤0.01%
+79
New +$1.25K
ROP icon
957
Roper Technologies
ROP
$39.7B
$1.64K ﹤0.01%
+3
New +$1.54K
BGT icon
958
BlackRock Floating Rate Income Trust
BGT
$327M
$1.63K ﹤0.01%
+132
New +$1.58K
NBR icon
959
Nabors Industries
NBR
$1.3B
$1.63K ﹤0.01%
20
– –
IJK icon
960
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$1.58K ﹤0.01%
20
– –
SBCF icon
961
Seacoast Banking Corp of Florida
SBCF
$3.36B
$1.56K ﹤0.01%
+55
New +$1.29K
AMP icon
962
Ameriprise Financial
AMP
$49.6B
$1.52K ﹤0.01%
4
– –
AN icon
963
AutoNation
AN
$6.88B
$1.5K ﹤0.01%
10
– –
MNST icon
964
Monster Beverage
MNST
$90B
$1.5K ﹤0.01%
+26
New +$1.39K
ACGL icon
965
Arch Capital
ACGL
$33.5B
$1.49K ﹤0.01%
20
– –
MIRM icon
966
Mirum Pharmaceuticals
MIRM
$6.01B
$1.48K ﹤0.01%
+50
New +$1.51K
DBX icon
967
Dropbox
DBX
$8.06B
$1.47K ﹤0.01%
50
– –
BILL icon
968
BILL Holdings
BILL
$4.82B
$1.47K ﹤0.01%
+18
New +$1.48K
GDYN icon
969
Grid Dynamics Holdings
GDYN
$613M
$1.47K ﹤0.01%
+110
New +$1.34K
AMKR icon
970
Amkor Technology
AMKR
$13.4B
$1.46K ﹤0.01%
+44
New +$1.16K
MKTX icon
971
MarketAxess Holdings
MKTX
$5.72B
$1.46K ﹤0.01%
+5
New +$1.21K
FNCL icon
972
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
$1.44K ﹤0.01%
27
– –
CMRC
973
Commerce.com Inc Series 1
CMRC
$176M
$1.43K ﹤0.01%
+147
New +$1.37K
BHF icon
974
Brighthouse Financial
BHF
$3.45B
$1.43K ﹤0.01%
27
– –
AY
975
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.42K ﹤0.01%
66
– –
37 38
39
40 41

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HPM
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CAG
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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.