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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFD
926
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
$1.98K ﹤0.01%
200
– –
PROF
927
Profound Medical
PROF
$266M
$1.96K ﹤0.01%
+231
New +$2.19K
PAA icon
928
Plains All American Pipeline
PAA
$16.1B
$1.95K ﹤0.01%
+129
New +$1.97K
OLN icon
929
Olin
OLN
$2.11B
$1.94K ﹤0.01%
36
– –
PRIM icon
930
Primoris Services
PRIM
$4.36B
$1.93K ﹤0.01%
+58
New +$1.81K
SLV icon
931
iShares Silver Trust
SLV
$31.4B
$1.92K ﹤0.01%
88
-570
-87% -$12.1K
UDR icon
932
UDR
UDR
$12.1B
$1.92K ﹤0.01%
50
– –
DIA icon
933
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$1.88K ﹤0.01%
5
– –
SRRK icon
934
Scholar Rock
SRRK
$6.27B
$1.88K ﹤0.01%
+100
New +$1.24K
ORAN
935
DELISTED
Orange
ORAN
$1.86K ﹤0.01%
163
– –
FMS icon
936
Fresenius Medical Care
FMS
$13B
$1.85K ﹤0.01%
89
– –
ALLY icon
937
Ally Financial
ALLY
$13.4B
$1.84K ﹤0.01%
53
+1
+2% +$28
BIIB icon
938
Biogen
BIIB
$30.7B
$1.81K ﹤0.01%
7
– –
MOH icon
939
Molina Healthcare
MOH
$10.4B
$1.81K ﹤0.01%
5
– –
MTRX icon
940
Matrix Service
MTRX
$331M
$1.8K ﹤0.01%
+184
New +$2K
CAG icon
941
Conagra Brands
CAG
$7.14B
$1.8K ﹤0.01%
63
+21
+50% +$589
SYM icon
942
Symbotic
SYM
$5.26B
$1.8K ﹤0.01%
+35
New +$1.53K
WMG icon
943
Warner Music
WMG
$13.9B
$1.79K ﹤0.01%
+50
New +$1.65K
BAX icon
944
Baxter International
BAX
$14.3B
$1.78K ﹤0.01%
46
– –
BE icon
945
Bloom Energy
BE
$63.2B
$1.78K ﹤0.01%
120
– –
BTZ icon
946
BlackRock Credit Allocation Income Trust
BTZ
$959M
$1.77K ﹤0.01%
+172
New +$1.69K
FDX icon
947
FedEx
FDX
$76.6B
$1.77K ﹤0.01%
+7
New +$1.78K
TROW icon
948
T. Rowe Price
TROW
$24.4B
$1.72K ﹤0.01%
+16
New +$1.59K
SNX icon
949
TD Synnex
SNX
$20.5B
$1.72K ﹤0.01%
16
– –
XLI icon
950
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$1.71K ﹤0.01%
15
-199
-93% -$20.9K
36 37
38
39 40

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.