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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$179M
AUM Growth
+$14.9M
Cap. Flow
+$4.55M
Cap. Flow %
2.54%
Top 10 Hldgs %
40.34%
Holding
994
New
32
Increased
317
Reduced
151
Closed
83

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$776K
2
FISV
Fiserv Inc
FISV
+$741K
3
QCOM icon
Qualcomm
QCOM
+$669K
4
PJUN icon
Innovator US Equity Power Buffer ETF June
PJUN
+$476K
5
CMG icon
Chipotle Mexican Grill
CMG
+$396K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$572K
2
MSFT icon
Microsoft
MSFT
+$433K
3
META icon
Meta Platforms (Facebook)
META
+$302K
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$275K
5
GSK icon
GSK
GSK
+$146K

Sector Composition

Rank Sector Weight
1 Technology 9.19%
2 Communication Services 5.1%
3 Healthcare 4.92%
4 Consumer Discretionary 4.87%
5 Financials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSWC icon
926
Capital Southwest
CSWC
$1.6B
– –
-400
Closed -$7.11K
DHR icon
927
Danaher
DHR
$144B
– –
-16
Closed -$3.53K
DKNG icon
928
DraftKings
DKNG
$11.9B
– –
-200
Closed -$3.87K
DLR icon
929
Digital Realty Trust
DLR
$71.7B
– –
-75
Closed -$7.37K
DLTR icon
930
Dollar Tree
DLTR
$25.2B
– –
-342
Closed -$49.1K
DXCM icon
931
DexCom
DXCM
$32B
– –
-8
Closed -$929
FSK icon
932
FS KKR Capital
FSK
$3.44B
– –
-242
Closed -$4.48K
FTSL icon
933
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-250
Closed -$11.3K
FWONK icon
934
Liberty Media Series C
FWONK
$25.8B
– –
-27
Closed -$1.95K
GBCI icon
935
Glacier Bancorp
GBCI
$6.35B
– –
-89
Closed -$3.74K
GKOS icon
936
Glaukos
GKOS
$10.6B
– –
-200
Closed -$10K
GOF icon
937
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
– –
-200
Closed -$3.23K
HIW icon
938
Highwoods Properties
HIW
$3.47B
– –
-150
Closed -$3.48K
HTGC icon
939
Hercules Capital
HTGC
$3.23B
– –
-200
Closed -$2.58K
IGOV icon
940
iShares International Treasury Bond ETF
IGOV
$1.54B
– –
-132
Closed -$5.31K
IP icon
941
International Paper
IP
$22B
– –
-100
Closed -$3.61K
IRM icon
942
Iron Mountain
IRM
$36.1B
– –
-100
Closed -$5.29K
IT icon
943
Gartner
IT
$11.7B
– –
-28
Closed -$9.12K
IXC icon
944
iShares Global Energy ETF
IXC
$2.76B
– –
-6
Closed -$227
JEF icon
945
Jefferies Financial Group
JEF
$13.1B
– –
-91
Closed -$2.89K
LBRDK icon
946
Liberty Broadband Class C
LBRDK
$5.15B
– –
-112
Closed -$9.15K
LGI
947
Lazard Global Total Return & Income Fund
LGI
$240M
– –
-100
Closed -$1.54K
MC icon
948
Moelis & Co
MC
$4.94B
– –
-110
Closed -$4.23K
MCHP icon
949
Microchip Technology
MCHP
$46B
– –
-24
Closed -$2.01K
MFC icon
950
Manulife Financial
MFC
$73.5B
– –
-300
Closed -$5.51K
36 37
38
39 40

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q2 2023 Portfolio in Review

As of Q2 2023, Cape Investment Advisory held 994 positions worth $179M, up 9.1% from $164M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Cape Investment Advisory's Q2 2023 filing shows 32 new, 317 increased, 151 reduced and 83 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 3,712 shares worth $187K. The largest sale was Alphabet (Google) Class A, an estimated $572K.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Healthcare.

  • Cape Investment Advisory's largest Q2 2023 buy was iShares Ultra Short Duration Bond Active ETF: 3,712 shares worth $187K.
  • Cape Investment Advisory added most to Apple in Q2 2023, an estimated $776K increase.
  • Cape Investment Advisory's biggest Q2 2023 reduction was Alphabet (Google) Class A, cutting an estimated $572K.
  • Cape Investment Advisory fully exited Dollar Tree in Q2 2023, selling an estimated $49.1K.
  • Cape Investment Advisory's ten largest holdings make up 40% of its $179M portfolio in Q2 2023.
  • Cape Investment Advisory opened 32 new positions and closed 83 in Q2 2023.
  • Cape Investment Advisory's portfolio value rose 9.1% quarter-over-quarter to $179M.

Based on Cape Investment Advisory's 13F filing for Q2 2023, filed 12 Oct 2023.