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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTD icon
901
Mettler-Toledo International
MTD
$28.6B
$2.43K ﹤0.01%
+2
New +$2.16K
ZOM
902
DELISTED
Zomedica Corp.
ZOM
$2.4K ﹤0.01%
12,000
– –
VRSK icon
903
Verisk Analytics
VRSK
$23.6B
$2.39K ﹤0.01%
+10
New +$2.37K
NOVA
904
DELISTED
Sunnova Energy
NOVA
$2.38K ﹤0.01%
156
+100
+179% +$1.09K
WPP icon
905
WPP
WPP
$5.76B
$2.38K ﹤0.01%
50
-68
-58% -$3.04K
TAP icon
906
Molson Coors Class B
TAP
$7.93B
$2.3K ﹤0.01%
38
+1
+3% +$60
W icon
907
Wayfair
W
$14.1B
$2.28K ﹤0.01%
+37
New +$1.93K
EQR icon
908
Equity Residential
EQR
$24.7B
$2.26K ﹤0.01%
37
– –
OGN icon
909
Organon & Co
OGN
$3.58B
$2.25K ﹤0.01%
156
+7
+5% +$95
ROKU icon
910
Roku
ROKU
$22.5B
$2.2K ﹤0.01%
+24
New +$2.01K
ZION icon
911
Zions Bancorporation
ZION
$10.3B
$2.19K ﹤0.01%
50
– –
GLAD icon
912
Gladstone Capital
GLAD
$440M
$2.14K ﹤0.01%
+100
New +$2K
BATT icon
913
Amplify Lithium & Battery Technology ETF
BATT
$126M
$2.11K ﹤0.01%
200
– –
CLB icon
914
Core Laboratories
CLB
$561M
$2.1K ﹤0.01%
119
– –
A icon
915
Agilent Technologies
A
$42B
$2.08K ﹤0.01%
15
– –
LYFT icon
916
Lyft
LYFT
$6.55B
$2.08K ﹤0.01%
139
+104
+297% +$1.21K
CHI
917
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$2.07K ﹤0.01%
200
– –
DDOG icon
918
Datadog
DDOG
$93.6B
$2.06K ﹤0.01%
+17
New +$1.75K
DPZ icon
919
Domino's
DPZ
$11.5B
$2.06K ﹤0.01%
+5
New +$1.88K
IHDG icon
920
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$2.06K ﹤0.01%
49
– –
OFIX icon
921
Orthofix Medical
OFIX
$418M
$2.02K ﹤0.01%
+150
New +$1.76K
EEX
922
DELISTED
Emerald Holding
EEX
$2.02K ﹤0.01%
+338
New +$1.78K
ZETA icon
923
Zeta Global
ZETA
$6.91B
$2.01K ﹤0.01%
+228
New +$1.91K
NOBL icon
924
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2K ﹤0.01%
42
-558
-93% -$25K
AYX
925
DELISTED
Alteryx Inc
AYX
$1.98K ﹤0.01%
42
– –
35 36
37
38 39

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HPM
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CAG
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CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.