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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EJAN icon
876
Innovator Emerging Markets Power Buffer ETF January
EJAN
$147M
$2.87K ﹤0.01%
100
+50
+100% +$1.38K
URI icon
877
United Rentals
URI
$71.3B
$2.87K ﹤0.01%
5
– –
MDB icon
878
MongoDB
MDB
$33.5B
$2.86K ﹤0.01%
+7
New +$2.66K
EMIF icon
879
iShares Emerging Markets Infrastructure ETF
EMIF
$13M
$2.85K ﹤0.01%
+133
New +$2.7K
VTRS icon
880
Viatris
VTRS
$18.8B
$2.83K ﹤0.01%
262
-85
-24% -$814
IWD icon
881
iShares Russell 1000 Value ETF
IWD
$84.1B
$2.81K ﹤0.01%
17
-236
-93% -$36.4K
TWLO icon
882
Twilio
TWLO
$38.2B
$2.81K ﹤0.01%
37
+27
+270% +$1.68K
VLTO icon
883
Veralto
VLTO
$23.8B
$2.8K ﹤0.01%
+34
New +$2.54K
IDXX icon
884
Idexx Laboratories
IDXX
$47B
$2.77K ﹤0.01%
+5
New +$2.35K
CPA icon
885
Copa Holdings
CPA
$5.66B
$2.76K ﹤0.01%
+26
New +$2.38K
VIV icon
886
Telefônica Brasil
VIV
$19.1B
$2.73K ﹤0.01%
250
– –
UAL icon
887
United Airlines
UAL
$40.9B
$2.72K ﹤0.01%
66
– –
NMR icon
888
Nomura Holdings
NMR
$28.7B
$2.69K ﹤0.01%
597
– –
PANW icon
889
Palo Alto Networks
PANW
$312B
$2.65K ﹤0.01%
18
– –
IWIN
890
DELISTED
Amplify Inflation Fighter ETF
IWIN
$2.65K ﹤0.01%
100
– –
ZIM icon
891
ZIM Integrated Shipping Services
ZIM
$3.06B
$2.65K ﹤0.01%
268
– –
IWN icon
892
iShares Russell 2000 Value ETF
IWN
$14.5B
$2.64K ﹤0.01%
17
-60
-78% -$8.31K
NBIX icon
893
Neurocrine Biosciences
NBIX
$16.7B
$2.63K ﹤0.01%
+20
New +$2.3K
ROST icon
894
Ross Stores
ROST
$82B
$2.63K ﹤0.01%
+19
New +$2.37K
FDN icon
895
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.39B
$2.61K ﹤0.01%
14
-5
-26% -$836
RGLD icon
896
Royal Gold
RGLD
$19.7B
$2.56K ﹤0.01%
21
– –
BCI icon
897
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.08B
$2.54K ﹤0.01%
131
– –
GLBE icon
898
Global E Online
GLBE
$6.97B
$2.54K ﹤0.01%
+64
New +$2.31K
SOFI icon
899
SoFi Technologies
SOFI
$23.4B
$2.53K ﹤0.01%
254
+234
+1,170% +$1.86K
TTD icon
900
Trade Desk
TTD
$6.09B
$2.45K ﹤0.01%
+34
New +$2.5K
34 35
36
37 38

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.