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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAXJ icon
876
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$381 ﹤0.01%
6
– –
LYFT icon
877
Lyft
LYFT
$6.63B
$369 ﹤0.01%
35
-16
-31% -$178
ENPH icon
878
Enphase Energy
ENPH
$5.53B
$360 ﹤0.01%
3
– –
USFR icon
879
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$352 ﹤0.01%
+7
New +$353
DXC icon
880
DXC Technology
DXC
$1.73B
$333 ﹤0.01%
16
– –
LUMN icon
881
Lumen
LUMN
$6.44B
$331 ﹤0.01%
233
– –
WAB icon
882
Wabtec
WAB
$49.3B
$319 ﹤0.01%
3
– –
GPRO icon
883
GoPro
GPRO
$126M
$314 ﹤0.01%
100
– –
FSLY icon
884
Fastly Inc
FSLY
$3.66B
$288 ﹤0.01%
15
– –
ENS icon
885
EnerSys
ENS
$6.99B
$284 ﹤0.01%
3
– –
REZI icon
886
Resideo Technologies
REZI
$3.95B
$284 ﹤0.01%
18
– –
IONS icon
887
Ionis Pharmaceuticals
IONS
$9.4B
$272 ﹤0.01%
6
– –
IYH icon
888
iShares US Healthcare ETF
IYH
$3.71B
$270 ﹤0.01%
+5
New +$279
NOK icon
889
Nokia
NOK
$52.3B
$269 ﹤0.01%
72
– –
SDS icon
890
ProShares UltraShort S&P500
SDS
$369M
$260 ﹤0.01%
1
– –
SUNW
891
DELISTED
Sunworks, Inc.
SUNW
$260 ﹤0.01%
500
– –
JAZZ icon
892
Jazz Pharmaceuticals
JAZZ
$16.7B
$259 ﹤0.01%
2
– –
L icon
893
Loews
L
$23.6B
$256 ﹤0.01%
4
– –
VALE icon
894
Vale
VALE
$62.6B
$255 ﹤0.01%
19
– –
NGG icon
895
National Grid
NGG
$81.3B
$251 ﹤0.01%
4
– –
DBC icon
896
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$250 ﹤0.01%
10
– –
OILK icon
897
ProShares K-1 Free Crude Oil Strategy ETF
OILK
$221M
$249 ﹤0.01%
5
– –
CGC
898
Canopy Growth
CGC
$410M
$240 ﹤0.01%
31
– –
OPTT icon
899
Ocean Power Technologies
OPTT
$49.9M
$195 ﹤0.01%
500
– –
SNDL icon
900
Sundial Growers
SNDL
$320M
$175 ﹤0.01%
92
– –
34 35
36
37 38

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.