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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXP icon
851
Boston Properties
BXP
$10.8B
$3.18K ﹤0.01%
45
+3
+7% +$177
ORA icon
852
Ormat Technologies
ORA
$6.87B
$3.18K ﹤0.01%
42
– –
EXAS
853
DELISTED
Exact Sciences
EXAS
$3.18K ﹤0.01%
+43
New +$2.82K
LAR
854
Lithium Argentina AG
LAR
$1.16B
$3.16K ﹤0.01%
+500
New +$3.02K
PERI icon
855
Perion Network
PERI
$386M
$3.15K ﹤0.01%
+102
New +$2.9K
MXL icon
856
MaxLinear
MXL
$6.21B
$3.11K ﹤0.01%
+131
New +$2.56K
ETW
857
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$3.11K ﹤0.01%
400
– –
SM icon
858
SM Energy
SM
$7.55B
$3.1K ﹤0.01%
+80
New +$3.08K
RGA icon
859
Reinsurance Group of America
RGA
$15.8B
$3.07K ﹤0.01%
19
– –
AMJ
860
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$3.07K ﹤0.01%
121
+2
+2% +$50
MFG icon
861
Mizuho Financial
MFG
$127B
$3.04K ﹤0.01%
883
– –
FTV icon
862
Fortive
FTV
$18.6B
$3.02K ﹤0.01%
+54
New +$2.85K
SPOT icon
863
Spotify
SPOT
$105B
$3.01K ﹤0.01%
+16
New +$2.79K
PULS icon
864
PGIM Ultra Short Bond ETF
PULS
$18.4B
$2.99K ﹤0.01%
+61
New +$3.01K
PHM icon
865
Pultegroup
PHM
$24.8B
$2.99K ﹤0.01%
29
– –
J icon
866
Jacobs Solutions
J
$17.2B
$2.98K ﹤0.01%
28
– –
PLUG icon
867
Plug Power
PLUG
$2.94B
$2.98K ﹤0.01%
662
+388
+142% +$2.04K
LPLA icon
868
LPL Financial
LPLA
$29.3B
$2.96K ﹤0.01%
13
– –
STZ icon
869
Constellation Brands
STZ
$22.8B
$2.95K ﹤0.01%
12
– –
SLVM icon
870
Sylvamo
SLVM
$1.6B
$2.95K ﹤0.01%
60
-3
-5% -$140
KWEB icon
871
KraneShares CSI China Internet ETF
KWEB
$5.76B
$2.94K ﹤0.01%
109
-320
-75% -$8.67K
HSY icon
872
Hershey
HSY
$36.7B
$2.93K ﹤0.01%
16
– –
RCEL icon
873
Avita Medical
RCEL
$235M
$2.92K ﹤0.01%
+213
New +$2.44K
VOE icon
874
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$2.9K ﹤0.01%
20
-308
-94% -$41.4K
GSHD icon
875
Goosehead Insurance
GSHD
$2.29B
$2.88K ﹤0.01%
+38
New +$2.75K
33 34
35
36 37

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.