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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSX icon
826
Boston Scientific
BSX
$73.6B
$3.7K ﹤0.01%
+64
New +$3.42K
IVZ icon
827
Invesco
IVZ
$14.1B
$3.69K ﹤0.01%
207
– –
NATL icon
828
NCR Atleos
NATL
$3.43B
$3.69K ﹤0.01%
+152
New +$3.48K
AFRM icon
829
Affirm
AFRM
$25.4B
$3.69K ﹤0.01%
+75
New +$2.17K
DPG
830
Duff & Phelps Utility and Infrastructure Fund
DPG
$519M
$3.67K ﹤0.01%
400
– –
RSPN icon
831
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$3.66K ﹤0.01%
85
– –
ACM icon
832
Aecom
ACM
$9.45B
$3.6K ﹤0.01%
39
– –
SWBI icon
833
Smith & Wesson
SWBI
$633M
$3.58K ﹤0.01%
264
+2
+0.8% +$28
VOT icon
834
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$3.51K ﹤0.01%
16
-685
-98% -$137K
CLX icon
835
Clorox
CLX
$13B
$3.49K ﹤0.01%
24
– –
PATH icon
836
UiPath
PATH
$8.06B
$3.48K ﹤0.01%
+140
New +$2.73K
BNS icon
837
Scotiabank
BNS
$108B
$3.46K ﹤0.01%
+71
New +$3.13K
RXRX icon
838
Recursion Pharmaceuticals
RXRX
$1.75B
$3.45K ﹤0.01%
+350
New +$2.5K
TEF
839
DELISTED
Telefonica
TEF
$3.42K ﹤0.01%
877
– –
SITE icon
840
SiteOne Landscape Supply
SITE
$4.37B
$3.41K ﹤0.01%
+21
New +$3.06K
OPEN icon
841
Opendoor
OPEN
$3.38B
$3.39K ﹤0.01%
+782
New +$2.18K
CTRE icon
842
CareTrust REIT
CTRE
$9.58B
$3.36K ﹤0.01%
150
– –
CL icon
843
Colgate-Palmolive
CL
$74.1B
$3.35K ﹤0.01%
42
– –
CC icon
844
Chemours
CC
$2.21B
$3.33K ﹤0.01%
106
+1
+1% +$27
PAYC icon
845
Paycom
PAYC
$9.53B
$3.31K ﹤0.01%
+16
New +$3.38K
SHY icon
846
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.28K ﹤0.01%
40
– –
PKG icon
847
Packaging Corp of America
PKG
$22.7B
$3.26K ﹤0.01%
+20
New +$3.15K
GIS icon
848
General Mills
GIS
$19.7B
$3.24K ﹤0.01%
50
+1
+2% +$65
LAC
849
Lithium Americas
LAC
$1.18B
$3.2K ﹤0.01%
+500
New +$3.72K
POOL icon
850
Pool Corp
POOL
$7.23B
$3.19K ﹤0.01%
+8
New +$2.81K
32 33
34
35 36

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RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.