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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
801
Main Street Capital
MAIN
$5.44B
$4.32K ﹤0.01%
100
– –
NNN icon
802
NNN REIT
NNN
$8.8B
$4.31K ﹤0.01%
100
– –
NUV icon
803
Nuveen Municipal Value Fund
NUV
$1.91B
$4.3K ﹤0.01%
500
– –
STRO icon
804
Sutro Biopharma
STRO
$423M
$4.29K ﹤0.01%
+100
New +$3.17K
UPST icon
805
Upstart Holdings
UPST
$2.94B
$4.25K ﹤0.01%
104
+64
+160% +$1.95K
GRMN
806
Garmin
GRMN
$60.4B
$4.24K ﹤0.01%
33
– –
DFCF icon
807
Dimensional Core Fixed Income ETF
DFCF
$10.9B
$4.24K ﹤0.01%
+100
New +$4.09K
HNDL icon
808
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
$4.14K ﹤0.01%
200
– –
BJAN icon
809
Innovator US Equity Buffer ETF January
BJAN
$348M
$4.09K ﹤0.01%
100
– –
PTEN icon
810
Patterson-UTI
PTEN
$4.19B
$4.05K ﹤0.01%
+375
New +$4.56K
PWSC
811
DELISTED
PowerSchool Holdings, Inc.
PWSC
$4.03K ﹤0.01%
+171
New +$3.76K
PDM
812
Piedmont Realty Trust
PDM
$1.16B
$3.99K ﹤0.01%
561
– –
MJ icon
813
Amplify Alternative Harvest ETF
MJ
$105M
$3.96K ﹤0.01%
102
– –
DV icon
814
DoubleVerify
DV
$2.03B
$3.94K ﹤0.01%
+107
New +$3.33K
IWB icon
815
iShares Russell 1000 ETF
IWB
$50.2B
$3.93K ﹤0.01%
15
-1,354
-99% -$332K
RVNC
816
DELISTED
Revance Therapeutics, Inc.
RVNC
$3.93K ﹤0.01%
447
– –
RINC
817
DELISTED
AXS Real Estate Income ETF
RINC
$3.86K ﹤0.01%
150
– –
GNL icon
818
Global Net Lease
GNL
$1.95B
$3.86K ﹤0.01%
388
+40
+11% +$350
BAPR icon
819
Innovator US Equity Buffer ETF April
BAPR
$411M
$3.82K ﹤0.01%
100
– –
CDNS icon
820
Cadence Design Systems
CDNS
$91.4B
$3.81K ﹤0.01%
14
– –
JETS icon
821
US Global Jets ETF
JETS
$821M
$3.81K ﹤0.01%
200
– –
IYE icon
822
iShares US Energy ETF
IYE
$1.78B
$3.79K ﹤0.01%
+86
New +$3.86K
MSTR icon
823
Strategy Inc
MSTR
$37.4B
$3.79K ﹤0.01%
60
– –
IFN
824
Aberdeen India Fund
IFN
$504M
$3.75K ﹤0.01%
205
– –
HPE icon
825
Hewlett Packard
HPE
$72.4B
$3.72K ﹤0.01%
219
– –
31 32
33
34 35

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.