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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
776
McCormick & Company Non-Voting
MKC
$14.3B
$5.2K ﹤0.01%
76
+16
+27% +$1.05K
MPC icon
777
Marathon Petroleum
MPC
$90B
$5.19K ﹤0.01%
35
– –
VYX icon
778
NCR Voyix
VYX
$1.09B
$5.16K ﹤0.01%
305
-192
-39% -$3.06K
MRO
779
DELISTED
Marathon Oil Corporation
MRO
$5.12K ﹤0.01%
212
– –
HLN icon
780
Haleon
HLN
$43.7B
$4.95K ﹤0.01%
602
– –
NOW icon
781
ServiceNow
NOW
$132B
$4.95K ﹤0.01%
35
– –
SJM icon
782
J.M. Smucker
SJM
$12.6B
$4.93K ﹤0.01%
+39
New +$4.52K
FHLC icon
783
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$4.85K ﹤0.01%
75
– –
EVV
784
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$4.79K ﹤0.01%
500
– –
USB icon
785
US Bancorp
USB
$100B
$4.76K ﹤0.01%
110
-16
-13% -$585
FLCH icon
786
Franklin FTSE China ETF
FLCH
$343M
$4.74K ﹤0.01%
295
– –
JBL icon
787
Jabil
JBL
$35.3B
$4.71K ﹤0.01%
37
– –
HMC icon
788
Honda
HMC
$41.2B
$4.64K ﹤0.01%
150
– –
SNPS icon
789
Synopsys
SNPS
$78.8B
$4.63K ﹤0.01%
9
– –
DD icon
790
DuPont de Nemours
DD
$19.1B
$4.62K ﹤0.01%
48
– –
FMC icon
791
FMC
FMC
$1.31B
$4.6K ﹤0.01%
+73
New +$4.23K
ARKG icon
792
ARK Genomic Revolution ETF
ARKG
$1.78B
$4.59K ﹤0.01%
140
– –
HYDB icon
793
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$4.43K ﹤0.01%
+96
New +$4.28K
RIET icon
794
Hoya Capital High Dividend Yield ETF
RIET
$107M
$4.4K ﹤0.01%
400
– –
FBMS
795
DELISTED
The First Bancshares, Inc.
FBMS
$4.4K ﹤0.01%
150
– –
UAA icon
796
Under Armour
UAA
$2.5B
$4.39K ﹤0.01%
499
+33
+7% +$254
TTE icon
797
TotalEnergies
TTE
$195B
$4.38K ﹤0.01%
65
-20
-24% -$1.33K
NJR icon
798
New Jersey Resources
NJR
$5.45B
$4.37K ﹤0.01%
98
-22
-18% -$938
VKTX icon
799
Viking Therapeutics
VKTX
$4.02B
$4.37K ﹤0.01%
235
– –
IGF icon
800
iShares Global Infrastructure ETF
IGF
$10.6B
$4.33K ﹤0.01%
92
+2
+2% +$89
30 31
32
33 34

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.