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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+6.24%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
–
Cap. Flow
+$162M
Cap. Flow %
98.92%
Top 10 Hldgs %
40.81%
Holding
962
New
955
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$24.3M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$13.1M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$5.03M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$5.02M
5
MSFT icon
Microsoft
MSFT
+$3.79M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Communication Services 5.45%
3 Healthcare 5%
4 Financials 4.72%
5 Consumer Discretionary 4.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLC icon
776
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$2.67K ﹤0.01%
+46
New +$2.5K
TEF
777
DELISTED
Telefonica
TEF
$2.64K ﹤0.01%
+617
New +$2.44K
LPLA icon
778
LPL Financial
LPLA
$28.6B
$2.63K ﹤0.01%
+13
New +$2.97K
THO icon
779
Thor Industries
THO
$4.14B
$2.63K ﹤0.01%
+33
New +$2.91K
PSK icon
780
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$2.62K ﹤0.01%
+77
New +$2.7K
HTGC icon
781
Hercules Capital
HTGC
$3.23B
$2.58K ﹤0.01%
+200
New +$2.79K
BATT icon
782
Amplify Lithium & Battery Technology ETF
BATT
$124M
$2.57K ﹤0.01%
+200
New +$2.58K
AMJ
783
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.55K ﹤0.01%
+115
New +$2.6K
TRIN icon
784
Trinity Capital Inc.
TRIN
$1.71B
$2.55K ﹤0.01%
+200
New +$2.62K
ZOM
785
DELISTED
Zomedica Corp.
ZOM
$2.54K ﹤0.01%
+12,000
New +$2.94K
CORN icon
786
Teucrium Corn Fund
CORN
$165M
$2.52K ﹤0.01%
+100
New +$2.58K
RGA icon
787
Reinsurance Group of America
RGA
$16.1B
$2.52K ﹤0.01%
+19
New +$2.69K
NWL icon
788
Newell Brands
NWL
$2.56B
$2.49K ﹤0.01%
+200
New +$2.82K
AYX
789
DELISTED
Alteryx Inc
AYX
$2.47K ﹤0.01%
+42
New +$2.45K
NBR icon
790
Nabors Industries
NBR
$1.21B
$2.44K ﹤0.01%
+20
New +$3.03K
IVZ icon
791
Invesco
IVZ
$13.9B
$2.41K ﹤0.01%
+147
New +$2.62K
BE icon
792
Bloom Energy
BE
$64.6B
$2.39K ﹤0.01%
+120
New +$2.63K
NLY icon
793
Annaly Capital Management
NLY
$17.4B
$2.39K ﹤0.01%
+125
New +$2.64K
ATSG
794
DELISTED
Air Transport Services Group
ATSG
$2.34K ﹤0.01%
+113
New +$2.73K
EVMT icon
795
Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF
EVMT
$7.14M
$2.31K ﹤0.01%
+101
New +$2.42K
UPWK icon
796
Upwork
UPWK
$1.19B
$2.26K ﹤0.01%
+200
New +$2.38K
MLPX icon
797
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
$2.24K ﹤0.01%
+56
New +$2.28K
SHV icon
798
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$2.21K ﹤0.01%
+20
New +$2.2K
PFD
799
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$2.12K ﹤0.01%
+200
New +$2.34K
VFC icon
800
VF Corp
VFC
$5.89B
$2.11K ﹤0.01%
+92
New +$2.42K
30 31
32
33 34

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HPM
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CAG
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LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
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HPC
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JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q1 2023 Portfolio in Review

Q1 2023 is the first quarter with a 13F filing on record for Cape Investment Advisory, which disclosed 962 positions worth $164M. Its ten largest holdings account for 41% of the portfolio.

Its largest position is Schwab US Broad Market ETF: 1,554,999 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, followed by Communication Services and Healthcare.

  • Cape Investment Advisory's largest Q1 2023 buy was Schwab US Broad Market ETF: 1,554,999 shares worth $24.8M.
  • Cape Investment Advisory's ten largest holdings make up 41% of its $164M portfolio in Q1 2023.
  • Cape Investment Advisory disclosed 962 positions in Q1 2023, its first 13F filing on record.

Based on Cape Investment Advisory's 13F filing for Q1 2023, filed 12 Oct 2023.