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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPD icon
751
Expeditors International
EXPD
$23.3B
$5.98K ﹤0.01%
47
– –
PINS icon
752
Pinterest
PINS
$13.8B
$5.93K ﹤0.01%
160
– –
FNDF icon
753
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$5.9K ﹤0.01%
175
+3
+2% +$96
DKNG icon
754
DraftKings
DKNG
$12B
$5.89K ﹤0.01%
+167
New +$5.59K
GEVO icon
755
Gevo
GEVO
$382M
$5.88K ﹤0.01%
5,070
– –
CHX
756
DELISTED
ChampionX
CHX
$5.84K ﹤0.01%
200
– –
IJH icon
757
iShares Core S&P Mid-Cap ETF
IJH
$127B
$5.82K ﹤0.01%
105
-620
-86% -$31.4K
IXJ icon
758
iShares Global Healthcare ETF
IXJ
$4.24B
$5.81K ﹤0.01%
67
-556
-89% -$46.1K
SPIP icon
759
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$5.73K ﹤0.01%
224
– –
MOO icon
760
VanEck Agribusiness ETF
MOO
$978M
$5.56K ﹤0.01%
+73
New +$5.45K
RSPT icon
761
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$5.55K ﹤0.01%
170
– –
RKLB icon
762
Rocket Lab Corp
RKLB
$50B
$5.53K ﹤0.01%
1,000
– –
XLRE icon
763
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$5.53K ﹤0.01%
138
– –
LYB icon
764
LyondellBasell Industries
LYB
$20.2B
$5.51K ﹤0.01%
+58
New +$5.42K
ASH icon
765
Ashland
ASH
$3.45B
$5.48K ﹤0.01%
65
– –
RAVI icon
766
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
$5.48K ﹤0.01%
73
– –
SLB icon
767
SLB Ltd
SLB
$78.9B
$5.41K ﹤0.01%
104
– –
IEP icon
768
Icahn Enterprises
IEP
$5.28B
$5.4K ﹤0.01%
+314
New +$5.49K
DSU icon
769
BlackRock Debt Strategies Fund
DSU
$601M
$5.39K ﹤0.01%
500
– –
EAF icon
770
GrafTech
EAF
$205M
$5.38K ﹤0.01%
246
-19
-7% -$537
OKE icon
771
Oneok
OKE
$56.9B
$5.34K ﹤0.01%
76
– –
RWO icon
772
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$5.33K ﹤0.01%
+122
New +$4.82K
TMUS icon
773
T-Mobile US
TMUS
$191B
$5.31K ﹤0.01%
33
– –
VTWO icon
774
Vanguard Russell 2000 ETF
VTWO
$17.3B
$5.27K ﹤0.01%
65
+40
+160% +$2.9K
SCHR
775
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$5.22K ﹤0.01%
210
-146
-41% -$3.53K
29 30
31
32 33

Similar funds

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RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.