We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRE icon
726
WisdomTree New Economy Real Estate Fund
WTRE
$15.5M
$6.92K ﹤0.01%
379
+2
+0.5% +$33
ETNB
727
DELISTED
89bio
ETNB
$6.87K ﹤0.01%
+615
New +$5.65K
HPQ icon
728
HP
HPQ
$27.3B
$6.86K ﹤0.01%
228
– –
HDV
729
iShares Core High Dividend ETF
HDV
$15B
$6.83K ﹤0.01%
335
– –
ICF icon
730
iShares Select U.S. REIT ETF
ICF
$2.08B
$6.81K ﹤0.01%
116
– –
B
731
Barrick Mining
B
$68.5B
$6.77K ﹤0.01%
374
– –
VVV icon
732
Valvoline
VVV
$4.3B
$6.76K ﹤0.01%
180
– –
CELH icon
733
Celsius Holdings
CELH
$6.89B
$6.71K ﹤0.01%
+123
New +$6.57K
JMUB icon
734
JPMorgan Municipal ETF
JMUB
$8.49B
$6.68K ﹤0.01%
131
– –
SMFG icon
735
Sumitomo Mitsui Financial
SMFG
$161B
$6.62K ﹤0.01%
684
– –
MCHI icon
736
iShares MSCI China ETF
MCHI
$6.42B
$6.6K ﹤0.01%
162
– –
TLRY icon
737
Tilray
TLRY
$602M
$6.57K ﹤0.01%
286
+220
+333% +$4.24K
DIG icon
738
ProShares Ultra Energy
DIG
$81.1M
$6.52K ﹤0.01%
178
+2
+1% +$77
PEG icon
739
Public Service Enterprise Group
PEG
$37.2B
$6.48K ﹤0.01%
106
+13
+14% +$799
NCLH icon
740
Norwegian Cruise Line
NCLH
$8.52B
$6.47K ﹤0.01%
323
– –
TER icon
741
Teradyne
TER
$57.1B
$6.29K ﹤0.01%
58
+23
+66% +$2.18K
SR icon
742
Spire
SR
$4.79B
$6.23K ﹤0.01%
100
– –
BCS icon
743
Barclays
BCS
$94.3B
$6.17K ﹤0.01%
783
– –
STRL icon
744
Sterling Infrastructure
STRL
$16.2B
$6.16K ﹤0.01%
+70
New +$5.06K
PLL
745
DELISTED
Piedmont Lithium
PLL
$6.13K ﹤0.01%
217
-196
-47% -$5.76K
EWZ icon
746
iShares MSCI Brazil ETF
EWZ
$8.91B
$6.12K ﹤0.01%
175
– –
ENLC
747
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$6.08K ﹤0.01%
500
– –
ETSY icon
748
Etsy
ETSY
$7.38B
$6.08K ﹤0.01%
75
– –
MTZ icon
749
MasTec
MTZ
$21.5B
$6.06K ﹤0.01%
+80
New +$5K
XLC icon
750
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$6.03K ﹤0.01%
83
+37
+80% +$2.55K
28 29
30
31 32

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.