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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
51
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$857K 0.42%
6,286
-581
-8% -$75.6K
UNH icon
52
UnitedHealth
UNH
$370B
$855K 0.42%
1,625
+11
+0.7% +$5.87K
ADSK icon
53
Autodesk
ADSK
$52.6B
$804K 0.39%
3,303
+1,870
+130% +$404K
IMCG icon
54
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.09B
$801K 0.39%
12,424
+4
+0% +$235
DUK icon
55
Duke Energy
DUK
$97.3B
$787K 0.39%
8,112
+242
+3% +$22K
PAUG icon
56
Innovator US Equity Power Buffer ETF August
PAUG
$867M
$754K 0.37%
22,590
-50
-0.2% -$1.59K
JNJ icon
57
Johnson & Johnson
JNJ
$625B
$748K 0.37%
4,769
+307
+7% +$47.1K
JPM icon
58
JPMorgan Chase
JPM
$950B
$715K 0.35%
4,205
+651
+18% +$98.7K
SCHX icon
59
Schwab US Large- Cap ETF
SCHX
$74.5B
$713K 0.35%
37,926
+1,554
+4% +$27.3K
KO icon
60
Coca-Cola
KO
$375B
$685K 0.33%
11,616
+1,169
+11% +$66.4K
HD icon
61
Home Depot
HD
$355B
$680K 0.33%
1,963
+28
+1% +$8.67K
FNDE icon
62
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$662K 0.32%
24,395
+3,600
+17% +$94.5K
SCHY icon
63
Schwab International Dividend Equity ETF
SCHY
$2.55B
$652K 0.32%
26,507
+26,357
+17,571% +$616K
CVS icon
64
CVS Health
CVS
$122B
$633K 0.31%
8,015
+251
+3% +$17.9K
SBUX icon
65
Starbucks
SBUX
$120B
$627K 0.31%
6,530
+4,343
+199% +$423K
BND icon
66
Vanguard Total Bond Market
BND
$158B
$623K 0.3%
8,474
+1,457
+21% +$103K
VZ icon
67
Verizon
VZ
$196B
$593K 0.29%
15,725
+1,580
+11% +$55.9K
UPS icon
68
United Parcel Service
UPS
$88.9B
$577K 0.28%
3,669
+544
+17% +$82.3K
PMAY icon
69
Innovator US Equity Power Buffer ETF May
PMAY
$817M
$571K 0.28%
18,141
-100
-0.5% -$3.03K
IUSB icon
70
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$567K 0.28%
12,314
-3,214
-21% -$142K
MCD icon
71
McDonald's
MCD
$195B
$544K 0.27%
1,835
+919
+100% +$250K
RSP icon
72
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$544K 0.27%
3,447
+543
+19% +$78.9K
CRM icon
73
Salesforce
CRM
$158B
$511K 0.25%
1,942
+29
+2% +$6.56K
PEP icon
74
PepsiCo
PEP
$190B
$495K 0.24%
2,917
+149
+5% +$24.7K
PG icon
75
Procter & Gamble
PG
$339B
$471K 0.23%
3,213
+129
+4% +$19.1K
1 2
3
4 5

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.