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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITE icon
701
Lumentum
LITE
$63.3B
$8.39K ﹤0.01%
+160
New +$6.97K
BSTZ icon
702
BlackRock Science and Technology Term Trust
BSTZ
$2.08B
$8.36K ﹤0.01%
+500
New +$8.09K
BSCO
703
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$8.35K ﹤0.01%
400
-5,096
-93% -$106K
SHYF
704
DELISTED
The Shyft Group
SHYF
$8.3K ﹤0.01%
+679
New +$8.3K
HOG icon
705
Harley-Davidson
HOG
$2.72B
$8.29K ﹤0.01%
225
– –
KEY icon
706
KeyCorp
KEY
$24.3B
$8.24K ﹤0.01%
572
– –
DELL icon
707
Dell
DELL
$296B
$8.19K ﹤0.01%
107
+66
+161% +$4.67K
EXR icon
708
Extra Space Storage
EXR
$31B
$8.17K ﹤0.01%
51
– –
NET icon
709
Cloudflare
NET
$111B
$8.16K ﹤0.01%
98
+48
+96% +$3.36K
REZ icon
710
iShares Residential and Multisector Real Estate ETF
REZ
$860M
$8.07K ﹤0.01%
110
-1,935
-95% -$130K
RPG icon
711
Invesco S&P 500 Pure Growth ETF
RPG
$2.03B
$8.06K ﹤0.01%
250
– –
MDYG icon
712
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
$7.79K ﹤0.01%
103
– –
AVT icon
713
Avnet
AVT
$7.99B
$7.71K ﹤0.01%
153
– –
ABEV icon
714
Ambev
ABEV
$45.4B
$7.69K ﹤0.01%
2,745
– –
IT icon
715
Gartner
IT
$12.2B
$7.67K ﹤0.01%
+17
New +$6.79K
SAM icon
716
Boston Beer
SAM
$1.86B
$7.6K ﹤0.01%
22
– –
SBGI icon
717
Sinclair Inc
SBGI
$995M
$7.53K ﹤0.01%
+578
New +$7.09K
SGDJ icon
718
Sprott Junior Gold Miners ETF
SGDJ
$345M
$7.5K ﹤0.01%
255
– –
WELL icon
719
Welltower
WELL
$169B
$7.39K ﹤0.01%
+82
New +$7.11K
SNOW icon
720
Snowflake
SNOW
$116B
$7.36K ﹤0.01%
37
– –
ESGE icon
721
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$7.34K ﹤0.01%
229
-26
-10% -$802
DNP icon
722
DNP Select Income Fund
DNP
$4.09B
$7.23K ﹤0.01%
853
– –
KD icon
723
Kyndryl
KD
$2.97B
$7.23K ﹤0.01%
348
– –
EUSA icon
724
iShares MSCI USA Equal Weighted ETF
EUSA
$1.93B
$7.01K ﹤0.01%
83
– –
FICO icon
725
Fair Isaac
FICO
$22.7B
$6.98K ﹤0.01%
+6
New +$6.04K
27 28
29
30 31

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HPM
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CAG
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CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return
DPCM
Doma Perpetual Capital Management Miami, Florida $372M AUM 14.96% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.