We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPR
676
DELISTED
Spirit AeroSystems
SPR
$9.55K ﹤0.01%
301
+1
+0.3% +$25
PRU icon
677
Prudential Financial
PRU
$42.2B
$9.54K ﹤0.01%
92
– –
SPYD icon
678
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$9.45K ﹤0.01%
241
– –
ANGL icon
679
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$9.35K ﹤0.01%
325
-48
-13% -$1.32K
RBLX icon
680
Roblox
RBLX
$27.4B
$9.33K ﹤0.01%
204
+17
+9% +$628
DLY
681
DoubleLine Yield Opportunities Fund
DLY
$691M
$9.29K ﹤0.01%
+625
New +$9K
AGCO icon
682
AGCO
AGCO
$7.04B
$9.11K ﹤0.01%
75
– –
GLTR icon
683
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.68B
$9.1K ﹤0.01%
100
– –
PWR icon
684
Quanta Services
PWR
$100B
$9.06K ﹤0.01%
+42
New +$7.76K
NIO icon
685
NIO
NIO
$11.9B
$9.05K ﹤0.01%
998
+113
+13% +$897
EWU icon
686
iShares MSCI United Kingdom ETF
EWU
$4.16B
$9.02K ﹤0.01%
273
– –
DOW icon
687
Dow Inc
DOW
$21.7B
$8.99K ﹤0.01%
164
– –
QQQE icon
688
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$8.97K ﹤0.01%
106
– –
ICE icon
689
Intercontinental Exchange
ICE
$85.2B
$8.86K ﹤0.01%
+69
New +$7.82K
CVNA icon
690
Carvana
CVNA
$79.7B
$8.84K ﹤0.01%
+835
New +$6.25K
EFA icon
691
iShares MSCI EAFE ETF
EFA
$79.9B
$8.82K ﹤0.01%
117
-576
-83% -$40.7K
LSST
692
DELISTED
Natixis Loomis Sayles Short Duration Income ETF
LSST
$8.79K ﹤0.01%
367
– –
ALGN icon
693
Align Technology
ALGN
$12.4B
$8.77K ﹤0.01%
32
– –
USIG icon
694
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$8.77K ﹤0.01%
171
-194
-53% -$9.47K
IBN icon
695
ICICI Bank
IBN
$108B
$8.72K ﹤0.01%
+366
New +$8.43K
KTF
696
DWS Municipal Income Trust
KTF
$353M
$8.68K ﹤0.01%
976
– –
JNK icon
697
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$8.66K ﹤0.01%
91
+1
+1% +$91
MPLX icon
698
MPLX
MPLX
$59.3B
$8.56K ﹤0.01%
233
+33
+17% +$1.19K
HSBC icon
699
HSBC
HSBC
$354B
$8.55K ﹤0.01%
211
– –
LSTR icon
700
Landstar System
LSTR
$6.16B
$8.52K ﹤0.01%
44
– –
26 27
28
29 30

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.