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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
651
VanEck Gold Miners ETF
GDX
$27.4B
$10.2K 0.01%
330
– –
BUD icon
652
AB InBev
BUD
$163B
$10.2K 0.01%
158
– –
E icon
653
ENI
E
$79.4B
$10.2K 0.01%
+300
New +$9.76K
EWG icon
654
iShares MSCI Germany ETF
EWG
$1.67B
$10.2K 0.01%
343
– –
AGQ icon
655
ProShares Ultra Silver
AGQ
$1.45B
$10.2K 0.01%
375
– –
AWK icon
656
American Water Works
AWK
$26.7B
$10.2K 0.01%
+77
New +$9.71K
EWY icon
657
iShares MSCI South Korea ETF
EWY
$25.3B
$10.2K 0.01%
155
– –
GOAU icon
658
US Global GO Gold and Precious Metal Miners ETF
GOAU
$198M
$10.1K ﹤0.01%
595
– –
RPV icon
659
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$10.1K ﹤0.01%
123
– –
SPLV icon
660
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$10.1K ﹤0.01%
161
-33
-17% -$1.99K
AXON
661
Axon Enterprise
AXON
$48.1B
$10.1K ﹤0.01%
39
– –
SLRC icon
662
SLR Investment Corp
SLRC
$704M
$10.1K ﹤0.01%
+670
New +$9.99K
D icon
663
Dominion Energy
D
$59.1B
$10K ﹤0.01%
213
-1,873
-90% -$83.6K
DT icon
664
Dynatrace
DT
$14.7B
$10K ﹤0.01%
+183
New +$9.25K
GLPI icon
665
Gaming and Leisure Properties
GLPI
$12.5B
$9.87K ﹤0.01%
200
– –
VXF icon
666
Vanguard Extended Market ETF
VXF
$31.8B
$9.87K ﹤0.01%
60
– –
RIVN icon
667
Rivian
RIVN
$23.2B
$9.85K ﹤0.01%
420
+381
+977% +$7.16K
ASML icon
668
ASML
ASML
$672B
$9.84K ﹤0.01%
13
– –
GDV icon
669
Gabelli Dividend & Income Trust
GDV
$2.67B
$9.8K ﹤0.01%
453
+303
+202% +$6.01K
QRVO icon
670
Qorvo
QRVO
$8.6B
$9.8K ﹤0.01%
87
– –
ZS icon
671
Zscaler
ZS
$28.6B
$9.75K ﹤0.01%
+44
New +$8.15K
VLUE icon
672
iShares MSCI USA Value Factor ETF
VLUE
$9.51B
$9.71K ﹤0.01%
96
– –
BBJP icon
673
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$9.66K ﹤0.01%
184
– –
CIEN icon
674
Ciena
CIEN
$56.3B
$9.63K ﹤0.01%
214
– –
JOBY icon
675
Joby Aviation
JOBY
$8.54B
$9.56K ﹤0.01%
1,438
-47
-3% -$290
25 26
27
28 29

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return
DA
DCF Advisers Greenwich, Connecticut $375M AUM 72.65% 1-Year Est. Return
JIC
JRM Investment Counsel Omaha, Nebraska $375M AUM 13.43% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.