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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGA icon
626
Magna International
MGA
$18.8B
$11.9K 0.01%
201
+101
+101% +$5.45K
KXI icon
627
iShares Global Consumer Staples ETF
KXI
$1.07B
$11.9K 0.01%
+200
New +$11.5K
EOCT icon
628
Innovator Emerging Markets Power Buffer ETF October
EOCT
$106M
$11.8K 0.01%
+500
New +$11.4K
WPC icon
629
W.P. Carey
WPC
$16.4B
$11.8K 0.01%
181
-1
-0.5% -$58
IUSG icon
630
iShares Core S&P US Growth ETF
IUSG
$33.9B
$11.5K 0.01%
+110
New +$10.8K
SPEU icon
631
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$11.4K 0.01%
282
+1
+0.4% +$37
JHMM icon
632
John Hancock Multifactor Mid Cap ETF
JHMM
$6.13B
$11.3K 0.01%
215
– –
GBDC icon
633
Golub Capital BDC
GBDC
$3.42B
$11.2K 0.01%
+740
New +$10.9K
FITB
634
Fifth Third Bancorp
FITB
$51.8B
$11.1K 0.01%
321
+1
+0.3% +$28
PNR icon
635
Pentair
PNR
$11B
$11.1K 0.01%
152
– –
PLD icon
636
Prologis
PLD
$133B
$10.9K 0.01%
82
+1
+1% +$114
FIXD icon
637
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$10.9K 0.01%
244
-718
-75% -$30.6K
SAGE
638
DELISTED
Sage Therapeutics
SAGE
$10.8K 0.01%
500
– –
CTRA
639
DELISTED
Coterra Energy
CTRA
$10.7K 0.01%
419
+200
+91% +$5.36K
GAIN icon
640
Gladstone Investment Corp
GAIN
$661M
$10.6K 0.01%
+749
New +$10.3K
MFC icon
641
Manulife Financial
MFC
$73.5B
$10.5K 0.01%
+476
New +$9.14K
VGSH icon
642
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$10.5K 0.01%
180
– –
KLG
643
DELISTED
WK Kellogg Co
KLG
$10.4K 0.01%
+792
New +$8.91K
CHWY icon
644
Chewy
CHWY
$9.63B
$10.4K 0.01%
439
– –
PFFA icon
645
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.49B
$10.4K 0.01%
500
– –
GFL icon
646
GFL Environmental
GFL
$14.9B
$10.4K 0.01%
+300
New +$9.13K
IWY icon
647
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$10.3K 0.01%
59
+21
+55% +$3.45K
THNQ icon
648
ROBO Global Artificial Intelligence ETF
THNQ
$446M
$10.3K 0.01%
250
– –
IWF icon
649
iShares Russell 1000 Growth ETF
IWF
$128B
$10.3K 0.01%
136
-508
-79% -$35.9K
LIN icon
650
Linde
LIN
$226B
$10.3K 0.01%
25
+7
+39% +$2.76K
24 25
26
27 28

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RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.