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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
601
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$13.8K 0.01%
154
-714
-82% -$59.1K
SWK icon
602
Stanley Black & Decker
SWK
$15.7B
$13.7K 0.01%
140
– –
ETB
603
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$13.7K 0.01%
1,054
– –
QQQJ icon
604
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$13.5K 0.01%
500
– –
ABNB icon
605
Airbnb
ABNB
$107B
$13.5K 0.01%
99
– –
FFIV icon
606
F5
FFIV
$22.7B
$13.4K 0.01%
+75
New +$12.2K
FSLR icon
607
First Solar
FSLR
$26.9B
$13.3K 0.01%
+77
New +$11.8K
HBAN icon
608
Huntington Bancshares
HBAN
$35.5B
$13.3K 0.01%
1,042
– –
SQM icon
609
Sociedad Química y Minera de Chile
SQM
$20.6B
$13.2K 0.01%
219
+18
+9% +$952
DH icon
610
Definitive Healthcare
DH
$75.3M
$13.2K 0.01%
+1,325
New +$10.4K
SYY icon
611
Sysco
SYY
$40.3B
$13.2K 0.01%
180
+113
+169% +$7.8K
DBL
612
DoubleLine Opportunistic Credit Fund
DBL
$280M
$13.1K 0.01%
852
-1,519
-64% -$22.2K
EMGF icon
613
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$13K 0.01%
304
-84
-22% -$3.5K
LCID icon
614
Lucid Motors
LCID
$2.77B
$13K 0.01%
309
+8
+3% +$359
AZO icon
615
AutoZone
AZO
$51.1B
$12.9K 0.01%
5
– –
SPMD icon
616
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$12.9K 0.01%
265
-271
-51% -$12.1K
NGG icon
617
National Grid
NGG
$81.3B
$12.9K 0.01%
201
+197
+4,925% +$11.8K
KRE icon
618
State Street SPDR S&P Regional Banking ETF
KRE
$4.57B
$12.8K 0.01%
243
+1
+0.4% +$45
CHD icon
619
Church & Dwight Co
CHD
$24.5B
$12.5K 0.01%
132
– –
DVN icon
620
Devon Energy
DVN
$47.3B
$12.4K 0.01%
273
+18
+7% +$824
CZR icon
621
Caesars Entertainment
CZR
$6.14B
$12.4K 0.01%
+264
New +$11.7K
TDOC icon
622
Teladoc Health
TDOC
$1.3B
$12.2K 0.01%
566
– –
PYPL icon
623
PayPal
PYPL
$50.5B
$12.2K 0.01%
198
-1,402
-88% -$80.3K
ITW icon
624
Illinois Tool Works
ITW
$84.5B
$12K 0.01%
46
– –
BTX
625
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$11.9K 0.01%
+1,624
New +$11.4K
23 24
25
26 27

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HPM
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CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.