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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONV icon
576
Vanguard Russell 1000 Value ETF
VONV
$22B
$15.9K 0.01%
219
– –
GSM icon
577
FerroAtlántica
GSM
$839M
$15.8K 0.01%
+2,429
New +$12.9K
RWX icon
578
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$15.7K 0.01%
575
+1
+0.2% +$25
MET icon
579
MetLife
MET
$62.1B
$15.5K 0.01%
235
– –
IJJ icon
580
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$15.5K 0.01%
136
– –
NLY icon
581
Annaly Capital Management
NLY
$17.4B
$15.5K 0.01%
800
+675
+540% +$12K
FRT icon
582
Federal Realty Investment Trust
FRT
$10.3B
$15.5K 0.01%
+150
New +$14.2K
VSS icon
583
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$15.2K 0.01%
+132
New +$14.2K
SLYV icon
584
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$15.1K 0.01%
181
-832
-82% -$61.5K
TM icon
585
Toyota
TM
$225B
$15K 0.01%
82
+33
+67% +$6.02K
OVB icon
586
Overlay Shares Core Bond ETF
OVB
$47.8M
$15K 0.01%
730
– –
PENN icon
587
PENN Entertainment
PENN
$2.71B
$15K 0.01%
575
-520
-47% -$12.1K
IXP icon
588
iShares Global Comm Services ETF
IXP
$572M
$14.9K 0.01%
+200
New +$14.2K
RIO icon
589
Rio Tinto
RIO
$164B
$14.9K 0.01%
+200
New +$13.4K
POWA icon
590
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$14.5K 0.01%
+200
New +$13.6K
APPS icon
591
Digital Turbine
APPS
$1.74B
$14.4K 0.01%
2,100
+850
+68% +$4.75K
PZZA icon
592
Papa John's
PZZA
$806M
$14.3K 0.01%
188
+16
+9% +$1.09K
VOD icon
593
Vodafone
VOD
$37.4B
$14.3K 0.01%
+1,644
New +$15K
OR icon
594
OR Royalties Inc
OR
$6.2B
$14.3K 0.01%
1,000
– –
GHC icon
595
Graham Holdings Company
GHC
$5.02B
$13.9K 0.01%
20
+3
+18% +$1.87K
IUSV icon
596
iShares Core S&P US Value ETF
IUSV
$27.7B
$13.9K 0.01%
+165
New +$12.8K
PBR icon
597
Petrobras
PBR
$116B
$13.9K 0.01%
871
+120
+16% +$1.84K
BMY icon
598
Bristol-Myers Squibb
BMY
$132B
$13.9K 0.01%
271
+7
+3% +$367
IAU icon
599
iShares Gold Trust
IAU
$64.4B
$13.9K 0.01%
355
-100
-22% -$3.74K
GPN icon
600
Global Payments
GPN
$22.8B
$13.8K 0.01%
109
+31
+40% +$3.59K
22 23
24
25 26

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.