We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
526
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$20.8K 0.01%
414
– –
VTR icon
527
Ventas
VTR
$47.9B
$20.4K 0.01%
+409
New +$18.3K
USO icon
528
United States Oil Fund
USO
$1.67B
$20.3K 0.01%
305
-43
-12% -$3.12K
SMAR
529
DELISTED
Smartsheet Inc.
SMAR
$20.3K 0.01%
+425
New +$18.1K
VTV icon
530
Vanguard Morningstar Value ETF
VTV
$192B
$20.2K 0.01%
135
-3,148
-96% -$443K
BAH icon
531
Booz Allen Hamilton
BAH
$9.15B
$20.1K 0.01%
157
– –
CTSH icon
532
Cognizant
CTSH
$26B
$20.1K 0.01%
+266
New +$18.4K
AIG icon
533
American International
AIG
$41.3B
$19.9K 0.01%
294
-42
-13% -$2.68K
IXC icon
534
iShares Global Energy ETF
IXC
$2.62B
$19.8K 0.01%
+506
New +$20.1K
DBA icon
535
Invesco DB Agriculture Fund
DBA
$1.23B
$19.7K 0.01%
+950
New +$20.7K
SPHB icon
536
Invesco S&P 500 High Beta ETF
SPHB
$933M
$19.6K 0.01%
238
+1
+0.4% +$72
NANR icon
537
State Street SPDR S&P North American Natural Resources ETF
NANR
$785M
$19.4K 0.01%
380
– –
FIW icon
538
First Trust Water ETF
FIW
$1.95B
$19.3K 0.01%
203
– –
IYK icon
539
iShares US Consumer Staples ETF
IYK
$1.43B
$19.2K 0.01%
+300
New +$18.7K
REGL icon
540
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$19.1K 0.01%
260
+22
+9% +$1.51K
VXUS icon
541
Vanguard Total International Stock ETF
VXUS
$163B
$19.1K 0.01%
330
– –
LEVI icon
542
Levi Strauss
LEVI
$9.39B
$18.9K 0.01%
1,145
-155
-12% -$2.3K
TIGO icon
543
Millicom
TIGO
$16.3B
$18.9K 0.01%
1,050
+110
+12% +$1.8K
MELI icon
544
Mercado Libre
MELI
$92.3B
$18.9K 0.01%
12
+3
+33% +$4.25K
MP icon
545
MP Materials
MP
$9.1B
$18.8K 0.01%
947
-2,870
-75% -$49K
LTHM
546
DELISTED
Livent Corporation
LTHM
$18.8K 0.01%
+1,045
New +$16.3K
ADAM
547
Adamas Trust
ADAM
$883M
$18.8K 0.01%
+2,201
New +$18.5K
USHY icon
548
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$18.8K 0.01%
516
-78
-13% -$2.73K
BMEZ icon
549
BlackRock Health Sciences Trust II
BMEZ
$998M
$18.7K 0.01%
+1,275
New +$17.8K
SUB icon
550
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$18.3K 0.01%
174
+94
+118% +$9.78K
20 21
22
23 24

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.