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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
26
iShares Morningstar Growth ETF
ILCG
$3.27B
$1.57M 0.77%
23,111
-295
-1% -$18.7K
SCHA icon
27
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.56M 0.76%
65,926
-640
-1% -$13.5K
V icon
28
Visa
V
$677B
$1.46M 0.71%
5,609
+139
+3% +$34.3K
PJUN icon
29
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$1.44M 0.71%
43,250
-140
-0.3% -$4.5K
BIL icon
30
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$1.44M 0.7%
15,714
+14,880
+1,784% +$1.36M
ELV icon
31
Elevance Health
ELV
$85.5B
$1.33M 0.65%
2,821
+56
+2% +$25.9K
TSM icon
32
TSMC
TSM
$2.18T
$1.31M 0.64%
12,589
+315
+3% +$30K
PNOV icon
33
Innovator US Equity Power Buffer ETF November
PNOV
$895M
$1.3M 0.63%
37,700
– –
IVV icon
34
iShares Core S&P 500 ETF
IVV
$902B
$1.2M 0.59%
2,522
+210
+9% +$94K
DIS icon
35
Walt Disney
DIS
$181B
$1.2M 0.58%
13,247
+3,483
+36% +$307K
CMG icon
36
Chipotle Mexican Grill
CMG
$41.5B
$1.14M 0.56%
25,000
+20,000
+400% +$832K
QQQ icon
37
Invesco QQQ Trust
QQQ
$484B
$1.13M 0.55%
2,760
-1,665
-38% -$632K
STIP icon
38
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.08M 0.53%
10,975
-1,309
-11% -$128K
FIS icon
39
Fidelity National Information Services
FIS
$22.1B
$1.07M 0.52%
17,811
+518
+3% +$28.4K
APD icon
40
Air Products & Chemicals
APD
$67.6B
$1.01M 0.5%
3,703
+89
+2% +$24.5K
AGZD icon
41
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$135M
$988K 0.48%
45,081
-5,292
-11% -$117K
SO icon
42
Southern Company
SO
$107B
$986K 0.48%
14,057
-545
-4% -$37.4K
FISV
43
Fiserv Inc
FISV
$27.9B
$978K 0.48%
7,362
-380
-5% -$46.6K
CHKP icon
44
Check Point Software Technologies
CHKP
$13.1B
$971K 0.48%
6,358
+276
+5% +$39K
COR icon
45
Cencora
COR
$61.2B
$965K 0.47%
4,697
+32
+0.7% +$6.25K
KMX icon
46
CarMax
KMX
$8.26B
$942K 0.46%
12,274
+306
+3% +$20.6K
PFEB icon
47
Innovator US Equity Power Buffer ETF February
PFEB
$927M
$937K 0.46%
28,700
-3,100
-10% -$97.1K
QCOM icon
48
Qualcomm
QCOM
$176B
$936K 0.46%
6,475
+219
+4% +$27.1K
MDYV icon
49
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.83B
$901K 0.44%
12,282
+71
+0.6% +$4.7K
ADBE icon
50
Adobe
ADBE
$105B
$876K 0.43%
1,469
-410
-22% -$236K
1
2
3 4 5

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HPM
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CAG
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LWMNY
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CIM
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BHC
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HPC
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JC
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Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.