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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIIV icon
451
i3 Verticals
IIIV
$342M
$30.3K 0.01%
+1,431
New +$28.7K
HIG icon
452
Hartford Financial Services
HIG
$39.3B
$30.1K 0.01%
374
+245
+190% +$18.5K
PPA icon
453
Invesco Aerospace & Defense ETF
PPA
$8.7B
$30K 0.01%
325
– –
EMXC icon
454
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$29.9K 0.01%
+540
New +$27.8K
GM icon
455
General Motors
GM
$76.8B
$29.9K 0.01%
832
+359
+76% +$11.1K
VUG icon
456
Vanguard Morningstar Growth ETF
VUG
$230B
$29.9K 0.01%
576
-15,228
-96% -$735K
SHV icon
457
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$29.6K 0.01%
+269
New +$29.7K
SPAB icon
458
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$29.2K 0.01%
1,140
– –
EXPE icon
459
Expedia Group
EXPE
$37.3B
$29.1K 0.01%
192
+21
+12% +$2.57K
TIP icon
460
iShares TIPS Bond ETF
TIP
$14.7B
$29.1K 0.01%
271
-3,145
-92% -$329K
KLAC icon
461
KLA
KLAC
$259B
$29.1K 0.01%
500
– –
PFLT icon
462
PennantPark Floating Rate Capital
PFLT
$746M
$28.9K 0.01%
+2,391
New +$26.1K
FEZ icon
463
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$28.8K 0.01%
602
+14
+2% +$618
CRS icon
464
Carpenter Technology
CRS
$28.4B
$28.7K 0.01%
+406
New +$27.3K
COP icon
465
ConocoPhillips
COP
$141B
$28.7K 0.01%
247
+121
+96% +$14.2K
PXD
466
DELISTED
Pioneer Natural Resource Co.
PXD
$28.6K 0.01%
127
+27
+27% +$6.33K
TEVA icon
467
Teva Pharmaceuticals
TEVA
$41.2B
$28.3K 0.01%
2,714
– –
SPG icon
468
Simon Property Group
SPG
$72.3B
$28.2K 0.01%
198
+192
+3,200% +$23.2K
IVE icon
469
iShares S&P 500 Value ETF
IVE
$49.8B
$27.6K 0.01%
159
-136
-46% -$21.9K
GLW icon
470
Corning
GLW
$143B
$27.4K 0.01%
900
+800
+800% +$22.9K
EA
471
DELISTED
Electronic Arts
EA
$27.4K 0.01%
200
+101
+102% +$13.3K
CIM
472
Chimera Investment
CIM
$1B
$27.4K 0.01%
+1,828
New +$27.6K
TLH icon
473
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$27.1K 0.01%
250
+219
+706% +$21.9K
GNMA icon
474
iShares GNMA Bond ETF
GNMA
$432M
$26.9K 0.01%
608
+439
+260% +$18.5K
HQY icon
475
HealthEquity
HQY
$8.75B
$26.8K 0.01%
+404
New +$28K
17 18
19
20 21

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.