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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEHC icon
426
GE HealthCare
GEHC
$32.4B
$34K 0.02%
440
-14
-3% -$980
WAT icon
427
Waters Corp
WAT
$39.9B
$33.9K 0.02%
103
+3
+3% +$829
CCL icon
428
Carnival Corporation Ltd
CCL
$39.7B
$33.7K 0.02%
1,818
+10
+0.6% +$145
VVX icon
429
V2X
VVX
$2.65B
$33.7K 0.02%
+725
New +$34.1K
BKCC
430
DELISTED
BlackRock Capital Investment Corporation
BKCC
$33.6K 0.02%
+8,681
New +$31.6K
VGIT icon
431
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$33.6K 0.02%
566
-66
-10% -$3.8K
AFL icon
432
Aflac
AFL
$62.6B
$33.3K 0.02%
404
– –
BIOX icon
433
Bioceres Crop Solutions
BIOX
$22M
$33K 0.02%
+2,400
New +$28.1K
AZZ icon
434
AZZ Inc
AZZ
$4.54B
$32.8K 0.02%
565
-8
-1% -$394
GTLS
435
DELISTED
Chart Industries
GTLS
$32.7K 0.02%
+240
New +$32.4K
HES
436
DELISTED
Hess
HES
$32.4K 0.02%
+225
New +$33K
STWD icon
437
Starwood Property Trust
STWD
$6.09B
$32.2K 0.02%
+1,533
New +$30.1K
AGG icon
438
iShares Core US Aggregate Bond ETF
AGG
$138B
$32.1K 0.02%
323
-887
-73% -$84.4K
XLE icon
439
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$32K 0.02%
764
+6
+0.8% +$257
CALM icon
440
Cal-Maine
CALM
$3.99B
$31.8K 0.02%
+554
New +$27.4K
CSWC icon
441
Capital Southwest
CSWC
$1.6B
$31.5K 0.02%
+1,328
New +$29.6K
SRLN icon
442
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$31.4K 0.02%
749
+11
+1% +$458
LUV icon
443
Southwest Airlines
LUV
$23B
$31.2K 0.02%
1,081
-150
-12% -$3.9K
BTI icon
444
British American Tobacco
BTI
$128B
$31K 0.02%
1,060
+510
+93% +$15.5K
TOST icon
445
Toast
TOST
$19.9B
$30.9K 0.02%
+1,692
New +$27.7K
SNY icon
446
Sanofi
SNY
$104B
$30.9K 0.02%
621
-41
-6% -$2K
WBD icon
447
Warner Bros
WBD
$67.1B
$30.7K 0.02%
2,696
-681
-20% -$7.35K
EMR icon
448
Emerson Electric
EMR
$88.3B
$30.7K 0.02%
315
+188
+148% +$17.2K
BNDX icon
449
Vanguard Total International Bond ETF
BNDX
$83.1B
$30.6K 0.02%
620
– –
IGM icon
450
iShares Expanded Tech Sector ETF
IGM
$10.8B
$30.5K 0.01%
408
-480
-54% -$32.8K
16 17
18
19 20

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.