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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
401
Albemarle
ALB
$15.5B
$38.1K 0.02%
264
-1
-0.4% -$137
NVS icon
402
Novartis
NVS
$297B
$38.1K 0.02%
377
+19
+5% +$1.83K
IVOV icon
403
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$37.8K 0.02%
434
-100
-19% -$7.93K
IHF icon
404
iShares US Healthcare Providers ETF
IHF
$1.27B
$37.5K 0.02%
715
– –
LH icon
405
Labcorp
LH
$25.9B
$36.8K 0.02%
162
+2
+1% +$420
EQH icon
406
Equitable Holdings
EQH
$14.1B
$36.7K 0.02%
1,101
+7
+0.6% +$205
VIS icon
407
Vanguard Industrials ETF
VIS
$8.48B
$36.6K 0.02%
166
-607
-79% -$122K
AMD icon
408
Advanced Micro Devices
AMD
$789B
$36.6K 0.02%
248
+240
+3,000% +$28.3K
CSX icon
409
CSX Corp
CSX
$93.1B
$36.4K 0.02%
1,050
– –
CPER icon
410
United States Copper Index Fund
CPER
$772M
$36.2K 0.02%
1,500
– –
JAZZ icon
411
Jazz Pharmaceuticals
JAZZ
$16.7B
$36.2K 0.02%
294
+292
+14,600% +$36.4K
VAW icon
412
Vanguard Materials ETF
VAW
$3.08B
$35.9K 0.02%
189
-750
-80% -$132K
OLED icon
413
Universal Display
OLED
$4.19B
$35.8K 0.02%
187
+178
+1,978% +$29.4K
BWX icon
414
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$35.4K 0.02%
1,526
– –
VDE icon
415
Vanguard Energy ETF
VDE
$9.84B
$35.3K 0.02%
301
-1,069
-78% -$128K
ABR icon
416
Arbor Realty Trust
ABR
$998M
$35.1K 0.02%
2,315
+2,015
+672% +$27.7K
ZBRA icon
417
Zebra Technologies
ZBRA
$17.8B
$35K 0.02%
128
-2
-2% -$457
VWOB icon
418
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$34.9K 0.02%
548
-1
-0.2% -$60
DAX icon
419
Global X DAX Germany ETF
DAX
$236M
$34.8K 0.02%
1,128
+18
+2% +$512
SPHY icon
420
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$34.7K 0.02%
+1,486
New +$33.6K
BDX icon
421
Becton Dickinson
BDX
$48.2B
$34.6K 0.02%
142
-4
-3% -$986
AEE icon
422
Ameren
AEE
$30.1B
$34.6K 0.02%
478
+203
+74% +$15.4K
ENX
423
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$34.5K 0.02%
+3,580
New +$31.3K
INTU icon
424
Intuit
INTU
$89B
$34.4K 0.02%
55
+5
+10% +$2.76K
BNY
425
Bank of New York Mellon
BNY
$107B
$34.1K 0.02%
656
-53
-7% -$2.44K
15 16
17
18 19

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.