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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$179M
AUM Growth
+$14.9M
Cap. Flow
+$4.55M
Cap. Flow %
2.54%
Top 10 Hldgs %
40.34%
Holding
994
New
32
Increased
317
Reduced
151
Closed
83

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$776K
2
FISV
Fiserv Inc
FISV
+$741K
3
QCOM icon
Qualcomm
QCOM
+$669K
4
PJUN icon
Innovator US Equity Power Buffer ETF June
PJUN
+$476K
5
CMG icon
Chipotle Mexican Grill
CMG
+$396K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$572K
2
MSFT icon
Microsoft
MSFT
+$433K
3
META icon
Meta Platforms (Facebook)
META
+$302K
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$275K
5
GSK icon
GSK
GSK
+$146K

Sector Composition

Rank Sector Weight
1 Technology 9.19%
2 Communication Services 5.1%
3 Healthcare 4.92%
4 Consumer Discretionary 4.87%
5 Financials 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZZ icon
401
AZZ Inc
AZZ
$4.54B
$25.7K 0.01%
590
+106
+22% +$4.07K
KHC icon
402
Kraft Heinz
KHC
$30B
$25.5K 0.01%
719
+50
+7% +$1.92K
EMGF icon
403
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$24.8K 0.01%
596
-8
-1% -$330
MU icon
404
Micron Technology
MU
$991B
$24.7K 0.01%
392
– –
TSJA
405
DELISTED
Innovator Triple Stacker ETF - January
TSJA
$24.6K 0.01%
900
+200
+29% +$5.25K
PLL
406
DELISTED
Piedmont Lithium
PLL
$24.6K 0.01%
426
+56
+15% +$3.21K
FTA icon
407
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$24.5K 0.01%
367
– –
SPMD icon
408
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$24.3K 0.01%
529
+53
+11% +$2.32K
KLAC icon
409
KLA
KLAC
$259B
$24.3K 0.01%
500
– –
COIN icon
410
Coinbase
COIN
$40.5B
$24.2K 0.01%
338
+25
+8% +$1.49K
XHB icon
411
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$24.1K 0.01%
300
– –
LQDH icon
412
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$23.7K 0.01%
255
+3
+1% +$274
SAGE
413
DELISTED
Sage Therapeutics
SAGE
$23.5K 0.01%
500
– –
SCCO icon
414
Southern Copper
SCCO
$166B
$23.4K 0.01%
352
-677
-66% -$46.2K
VONG icon
415
Vanguard Russell 1000 Growth ETF
VONG
$45B
$23.1K 0.01%
327
– –
AFL icon
416
Aflac
AFL
$62.6B
$23K 0.01%
329
-100
-23% -$6.69K
SPSM icon
417
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$22.9K 0.01%
589
+80
+16% +$2.97K
IWO icon
418
iShares Russell 2000 Growth ETF
IWO
$15.1B
$22.3K 0.01%
92
– –
AEE icon
419
Ameren
AEE
$30.1B
$22.3K 0.01%
273
-245
-47% -$21K
JHG
420
DELISTED
Janus Henderson
JHG
$22.3K 0.01%
818
– –
RVNC
421
DELISTED
Revance Therapeutics, Inc.
RVNC
$22.2K 0.01%
877
– –
CR icon
422
Crane Co
CR
$12.7B
$22.1K 0.01%
248
+43
+21% +$3.32K
SHOP icon
423
Shopify
SHOP
$195B
$22K 0.01%
340
-25
-7% -$1.41K
BOCT icon
424
Innovator US Equity Buffer ETF October
BOCT
$289M
$21.8K 0.01%
600
– –
LIN icon
425
Linde
LIN
$226B
$21.7K 0.01%
57
+28
+97% +$10.2K
15 16
17
18 19

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HPM
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CAG
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LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q2 2023 Portfolio in Review

As of Q2 2023, Cape Investment Advisory held 994 positions worth $179M, up 9.1% from $164M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Cape Investment Advisory's Q2 2023 filing shows 32 new, 317 increased, 151 reduced and 83 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 3,712 shares worth $187K. The largest sale was Alphabet (Google) Class A, an estimated $572K.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Healthcare.

  • Cape Investment Advisory's largest Q2 2023 buy was iShares Ultra Short Duration Bond Active ETF: 3,712 shares worth $187K.
  • Cape Investment Advisory added most to Apple in Q2 2023, an estimated $776K increase.
  • Cape Investment Advisory's biggest Q2 2023 reduction was Alphabet (Google) Class A, cutting an estimated $572K.
  • Cape Investment Advisory fully exited Dollar Tree in Q2 2023, selling an estimated $49.1K.
  • Cape Investment Advisory's ten largest holdings make up 40% of its $179M portfolio in Q2 2023.
  • Cape Investment Advisory opened 32 new positions and closed 83 in Q2 2023.
  • Cape Investment Advisory's portfolio value rose 9.1% quarter-over-quarter to $179M.

Based on Cape Investment Advisory's 13F filing for Q2 2023, filed 12 Oct 2023.