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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
376
eBay
EBAY
$49.8B
$42.3K 0.02%
969
-81
-8% -$3.35K
MTUM icon
377
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$42.2K 0.02%
269
-364
-58% -$53.4K
BXMT icon
378
Blackstone Mortgage Trust
BXMT
$2.38B
$42.1K 0.02%
+1,978
New +$42.6K
STAA icon
379
STAAR Surgical
STAA
$1.21B
$41.5K 0.02%
+1,331
New +$47.8K
TOTL icon
380
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$41.5K 0.02%
1,031
+13
+1% +$504
CRL icon
381
Charles River Laboratories
CRL
$12.8B
$41.4K 0.02%
175
+2
+1% +$393
KR icon
382
Kroger
KR
$34.8B
$41.2K 0.02%
901
+4
+0.4% +$178
VPU
383
Vanguard Utilities ETF
VPU
$8.44B
$41K 0.02%
299
-910
-75% -$120K
WBA
384
DELISTED
Walgreens Boots Alliance
WBA
$40.8K 0.02%
1,561
+211
+16% +$4.72K
DIVI icon
385
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.78B
$40.5K 0.02%
+1,316
New +$37.7K
TMO icon
386
Thermo Fisher Scientific
TMO
$220B
$40.3K 0.02%
76
+26
+52% +$12.6K
MRCC
387
DELISTED
Monroe Capital Corp
MRCC
$40.2K 0.02%
+5,697
New +$40.4K
ESI icon
388
Element Solutions
ESI
$9.23B
$40.2K 0.02%
1,736
-500
-22% -$10.1K
XYZ
389
Block Inc
XYZ
$47.5B
$40.1K 0.02%
519
+419
+419% +$23.7K
IJR icon
390
iShares Core S&P Small-Cap ETF
IJR
$112B
$40K 0.02%
370
-726
-66% -$70K
MOAT icon
391
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$39.8K 0.02%
469
+227
+94% +$17.6K
VRNA
392
DELISTED
Verona Pharma
VRNA
$39.8K 0.02%
+2,001
New +$29.5K
TGT icon
393
Target
TGT
$68B
$39.5K 0.02%
277
+31
+13% +$3.78K
PHIN icon
394
Phinia Inc
PHIN
$2.74B
$39.4K 0.02%
+1,300
New +$34.9K
PRCH icon
395
Porch Group
PRCH
$1.8B
$39.3K 0.02%
+12,770
New +$17.9K
STAG icon
396
STAG Industrial
STAG
$7.19B
$39.3K 0.02%
1,000
– –
OCSL icon
397
Oaktree Specialty Lending
OCSL
$1.14B
$39.1K 0.02%
+1,915
New +$37.8K
WH icon
398
Wyndham Hotels & Resorts
WH
$5.48B
$38.4K 0.02%
477
-48
-9% -$3.61K
VCSH icon
399
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$38.3K 0.02%
496
-100
-17% -$7.58K
BIZD icon
400
VanEck BDC Income ETF
BIZD
$1.69B
$38.1K 0.02%
2,378
+378
+19% +$5.91K
14 15
16
17 18

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.