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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACEL icon
351
Accel Entertainment
ACEL
$987M
$49.6K 0.02%
+4,827
New +$49.8K
ALLE icon
352
Allegion
ALLE
$14.4B
$49.3K 0.02%
389
+32
+9% +$3.42K
MU icon
353
Micron Technology
MU
$991B
$48.5K 0.02%
568
-24
-4% -$1.78K
USRT icon
354
iShares Core US REIT ETF
USRT
$4.64B
$48.4K 0.02%
892
+388
+77% +$19K
PAYX icon
355
Paychex
PAYX
$42.7B
$48.4K 0.02%
406
+49
+14% +$5.8K
HBI
356
DELISTED
Hanesbrands
HBI
$48.4K 0.02%
10,848
+366
+3% +$1.49K
MDXG icon
357
MiMedx Group
MDXG
$633M
$48.2K 0.02%
5,500
+500
+10% +$3.66K
VOOG icon
358
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$47.4K 0.02%
1,050
+396
+61% +$16.9K
SPTI icon
359
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$46.8K 0.02%
1,640
– –
BKLN icon
360
Invesco Senior Loan ETF
BKLN
$6.74B
$46.6K 0.02%
2,202
+36
+2% +$755
VMBS icon
361
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$46.4K 0.02%
1,000
+46
+5% +$2.03K
EPD icon
362
Enterprise Products Partners
EPD
$81.7B
$46.2K 0.02%
1,755
-226
-11% -$6.02K
IYR icon
363
iShares US Real Estate ETF
IYR
$4.57B
$46.1K 0.02%
504
+43
+9% +$3.52K
AFT
364
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$45.3K 0.02%
3,421
+148
+5% +$1.94K
VOX icon
365
Vanguard Communication Services ETF
VOX
$5.85B
$45.3K 0.02%
385
-1,164
-75% -$129K
VYM icon
366
Vanguard High Dividend Yield ETF
VYM
$83.5B
$45.2K 0.02%
405
-360
-47% -$37.8K
VFH icon
367
Vanguard Financials ETF
VFH
$13.8B
$44.6K 0.02%
483
-1,466
-75% -$123K
SCHC icon
368
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$44.4K 0.02%
1,271
+599
+89% +$19.4K
AB icon
369
AllianceBernstein
AB
$3.47B
$44.3K 0.02%
1,428
+950
+199% +$27.9K
SCCO icon
370
Southern Copper
SCCO
$166B
$44.1K 0.02%
553
+74
+15% +$5.15K
BMAR icon
371
Innovator US Equity Buffer ETF March
BMAR
$255M
$43.6K 0.02%
1,100
– –
HE icon
372
Hawaiian Electric Industries
HE
$2.14B
$43.4K 0.02%
+3,055
New +$39.7K
UBER icon
373
Uber
UBER
$153B
$42.9K 0.02%
696
-527
-43% -$27.6K
VNQ icon
374
Vanguard Real Estate ETF
VNQ
$39.1B
$42.6K 0.02%
482
-1,248
-72% -$98.9K
MMM icon
375
3M
MMM
$94.3B
$42.3K 0.02%
463
+139
+43% +$11.2K
13 14
15
16 17

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.