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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
326
Kimberly-Clark
KMB
$36.5B
$57.8K 0.03%
476
+56
+13% +$6.77K
CARR icon
327
Carrier Global
CARR
$52.8B
$57.5K 0.03%
1,000
-100
-9% -$5.29K
AMAT icon
328
Applied Materials
AMAT
$428B
$57K 0.03%
351
– –
EDV icon
329
Vanguard World Funds Extended Duration ETF
EDV
$3.5B
$56.8K 0.03%
+701
New +$50.1K
BR icon
330
Broadridge
BR
$19B
$56.6K 0.03%
275
-11
-4% -$2.03K
HRZN icon
331
Horizon Technology Finance
HRZN
$311M
$56.3K 0.03%
+4,278
New +$52.3K
HTGC icon
332
Hercules Capital
HTGC
$3.23B
$55.8K 0.03%
+3,349
New +$53K
SCHP icon
333
Schwab US TIPS ETF
SCHP
$16.2B
$55.4K 0.03%
2,122
-44
-2% -$1.12K
URA icon
334
Global X Uranium ETF
URA
$6.27B
$55.4K 0.03%
2,000
-600
-23% -$16.5K
IGSB icon
335
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$55.3K 0.03%
1,078
– –
SU icon
336
Suncor Energy
SU
$70.3B
$54.4K 0.03%
1,698
+1,610
+1,830% +$52.6K
ROK icon
337
Rockwell Automation
ROK
$49B
$54.3K 0.03%
+175
New +$49K
SPIB icon
338
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$53.4K 0.03%
1,627
– –
AOR icon
339
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$53.2K 0.03%
1,000
– –
EFX icon
340
Equifax
EFX
$21.4B
$52.4K 0.03%
212
+12
+6% +$2.43K
DRI icon
341
Darden Restaurants
DRI
$24.4B
$52.4K 0.03%
319
+19
+6% +$2.88K
FYBR
342
DELISTED
Frontier Communications
FYBR
$52.3K 0.03%
+2,065
New +$41.7K
GAP
343
The Gap Inc
GAP
$7.37B
$52.3K 0.03%
2,500
– –
VBTX
344
DELISTED
Veritex Holdings
VBTX
$52.1K 0.03%
+2,240
New +$44.1K
FNDX icon
345
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$51.9K 0.03%
2,514
+1,731
+221% +$33.3K
VALE icon
346
Vale
VALE
$62.6B
$51.4K 0.03%
3,239
+3,220
+16,947% +$46.2K
ROBO icon
347
ROBO Global Robotics & Automation Index ETF
ROBO
$2.11B
$50.5K 0.02%
+882
New +$45K
WM icon
348
Waste Management
WM
$91B
$50.5K 0.02%
282
-6
-2% -$1.01K
YUMC icon
349
Yum China
YUMC
$16.3B
$50.1K 0.02%
1,180
-102
-8% -$4.75K
STLA icon
350
Stellantis
STLA
$20.8B
$50K 0.02%
2,145
+1,736
+424% +$35.8K
12 13
14
15 16

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.