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Cape Investment Advisory Portfolio holdings
AUM
$374M
1-Year Est. Return
21.53%
This Fund
S&P 500
This Quarter
Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
(+16%)
Cap. Flow
+$10.5M
Cap. Flow
% of AUM
5.14%
Top 10 Holdings %
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.1M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$1.36M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$832K |
| 4 |
Schwab International Dividend Equity ETF
SCHY
|
+$616K |
| 5 |
Innovator US Equity Power Buffer ETF October
POCT
|
+$613K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Growth ETF
VUG
|
+$735K |
| 2 |
Invesco QQQ Trust
QQQ
|
+$632K |
| 3 |
FT Vest US Equity Moderate Buffer ETF February
GFEB
|
+$610K |
| 4 |
ExxonMobil
XOM
|
+$554K |
| 5 |
TSOC
Innovator Triple Stacker ETF - October
TSOC
|
+$482K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.29% |
| 2 | Financials | 7.18% |
| 3 | Consumer Discretionary | 5.59% |
| 4 | Communication Services | 5.48% |
| 5 | Healthcare | 5.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
SAP
SAP
$238B
| $77.3K | 0.04% |
500
| – | – |
|
277
Arcus Biosciences
RCUS
$3.64B
| $77.3K | 0.04% |
+4,045
| New | +$64.6K |
|
278
Vanguard Long-Term Bond ETF
BLV
$5.74B
| $76.4K | 0.04% |
1,024
+625
| +157% | +$42.8K |
|
279
Carlyle Secured Lending
CGBD
$758M
| $76.2K | 0.04% |
+5,096
| New | +$74.1K |
|
280
Innovator US Equity Accelerated 9 Buffer ETF January
XBJA
$88.5M
| $74.7K | 0.04% |
2,900
-300
| -9% | -$7.58K |
|
281
BlackRock TCP Capital
TCPC
$345M
| $74.2K | 0.04% |
+6,433
| New | +$73K |
|
282
Ford
F
$55.7B
| $74.2K | 0.04% |
6,083
-84
| -1% | -$935 |
|
283
Citigroup
C
$226B
| $71.8K | 0.04% |
1,396
+354
| +34% | +$15.7K |
|
284
Fidelity Enhanced Large Cap Core ETF
FELC
$8.37B
| $71.1K | 0.03% |
+2,676
| New | +$69K |
|
285
Rithm Capital
RITM
$5.69B
| $71K | 0.03% |
+6,648
| New | +$66.2K |
|
286
Moderna
MRNA
$23.6B
| $70.1K | 0.03% |
705
+648
| +1,137% | +$54.5K |
|
287
American Tower
AMT
$80.4B
| $69.9K | 0.03% |
+324
| New | +$61.2K |
|
288
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
| $68.9K | 0.03% |
657
+29
| +5% | +$2.84K |
|
289
Oxford Square Capital
OXSQ
$157M
| $68.5K | 0.03% |
+23,967
| New | +$70.3K |
|
290
HDFC Bank
HDB
$121B
| $67.1K | 0.03% |
+2,000
| New | +$60.3K |
|
|
PNNT
291
Pennant Park Investment Corp
PNNT
$241M
| $67K | 0.03% |
+9,689
| New | +$62.6K |
|
292
Norfolk Southern
NSC
$75.1B
| $66.9K | 0.03% |
283
| – | – |
|
293
Invesco S&P Global Water Index ETF
CGW
$1.08B
| $66.5K | 0.03% |
1,255
+19
| +2% | +$927 |
|
294
Eaton
ETN
$174B
| $66.2K | 0.03% |
275
+82
| +42% | +$18.1K |
|
295
Nike
NKE
$61.9B
| $65.9K | 0.03% |
607
+1
| +0.2% | +$107 |
|
296
Ingredion
INGR
$6.58B
| $65.7K | 0.03% |
605
-26
| -4% | -$2.61K |
|
297
iShares S&P 500 Growth ETF
IVW
$77.6B
| $65.6K | 0.03% |
873
-387
| -31% | -$27.5K |
|
298
Blackstone Secured Lending
BXSL
$5.72B
| $64.8K | 0.03% |
+2,344
| New | +$64.7K |
|
299
Sixth Street Specialty
TSLX
$1.81B
| $64.6K | 0.03% |
+2,989
| New | +$61.4K |
|
300
OmniAb
OABI
$447M
| $64.1K | 0.03% |
+10,385
| New | +$51.1K |
|
Similar funds
RCP
HPM
CAG
LWMNY
CIM
BHC
HPC
JC
Cape Investment Advisory's Q4 2023 Portfolio in Review
As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.
Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.
- Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
- Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
- Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
- Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
- Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
- Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
- Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.
Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.