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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHF icon
251
WhiteHorse Finance
WHF
$146M
$88.6K 0.04%
+7,206
New +$89K
CSGP icon
252
CoStar Group
CSGP
$12.3B
$88.5K 0.04%
+1,013
New +$82K
KMI icon
253
Kinder Morgan
KMI
$68.7B
$88.3K 0.04%
+5,007
New +$85.3K
QYLD icon
254
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$88.1K 0.04%
5,080
+4,997
+6,020% +$85.2K
ET icon
255
Energy Transfer Partners
ET
$69.3B
$87.7K 0.04%
6,356
+4,956
+354% +$67.4K
EMLC icon
256
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$87.1K 0.04%
3,438
+1,611
+88% +$39.3K
IXN icon
257
iShares Global Tech ETF
IXN
$9.26B
$86.7K 0.04%
1,272
– –
VONG icon
258
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
$86.4K 0.04%
1,107
+790
+249% +$57.5K
GHI icon
259
Greystone Housing Impact Investors LP
GHI
$135M
$84.8K 0.04%
5,070
+3,039
+150% +$49.1K
UL icon
260
Unilever
UL
$136B
$83.9K 0.04%
1,538
-82
-5% -$4.42K
LOW icon
261
Lowe's Companies
LOW
$125B
$83.5K 0.04%
375
-8
-2% -$1.62K
ACWV icon
262
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$82.9K 0.04%
826
-41
-5% -$3.98K
RDIV icon
263
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$82.4K 0.04%
1,885
– –
PECO icon
264
Phillips Edison & Co
PECO
$5.24B
$80.6K 0.04%
+2,210
New +$77.3K
GILD icon
265
Gilead Sciences
GILD
$165B
$80.5K 0.04%
994
+101
+11% +$7.86K
IDEV icon
266
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$80.3K 0.04%
1,261
+2
+0.2% +$119
PSEC icon
267
Prospect Capital
PSEC
$1.17B
$79.7K 0.04%
13,299
+12,740
+2,279% +$73.4K
TPVG icon
268
TriplePoint Venture Growth BDC
TPVG
$211M
$79.1K 0.04%
+7,287
New +$74.6K
XYLD icon
269
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$79K 0.04%
2,002
+1,802
+901% +$70.2K
IWV icon
270
iShares Russell 3000 ETF
IWV
$20.4B
$78.6K 0.04%
287
+1
+0.3% +$255
BSEP icon
271
Innovator US Equity Buffer ETF September
BSEP
$217M
$78.4K 0.04%
2,138
– –
LRCX icon
272
Lam Research
LRCX
$390B
$78.2K 0.04%
1,000
– –
NVT icon
273
nVent Electric
NVT
$26.7B
$78K 0.04%
1,321
-51
-4% -$2.7K
ITCI
274
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$77.7K 0.04%
+1,085
New +$62.4K
BDJ icon
275
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$77.6K 0.04%
10,097
+146
+1% +$1.1K
9 10
11
12 13

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.