We are live on ! Find out more
CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDIV icon
251
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$70.1K 0.04%
1,885
– –
XLY icon
252
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$69.9K 0.04%
868
+24
+3% +$2.03K
GILD icon
253
Gilead Sciences
GILD
$165B
$66.9K 0.04%
893
– –
HAL icon
254
Halliburton
HAL
$26.6B
$66.5K 0.04%
1,641
-500
-23% -$19.6K
GBF icon
255
iShares Government/Credit Bond ETF
GBF
$128M
$66.3K 0.04%
663
-158
-19% -$16.2K
XLG icon
256
Invesco S&P 500 Top 50 ETF
XLG
$11B
$66.2K 0.04%
1,950
– –
SAP icon
257
SAP
SAP
$238B
$64.7K 0.04%
500
– –
QSPT icon
258
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
$64.3K 0.04%
2,968
+1,500
+102% +$32.5K
IYW icon
259
iShares US Technology ETF
IYW
$25.5B
$63.8K 0.04%
608
-459
-43% -$49.9K
PJUL icon
260
Innovator US Equity Power Buffer ETF July
PJUL
$1.29B
$63.7K 0.04%
1,890
+690
+58% +$23.7K
CIBR icon
261
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.3B
$63.6K 0.04%
1,400
– –
IWM icon
262
iShares Russell 2000 ETF
IWM
$81.9B
$63.4K 0.04%
358
-322
-47% -$60.5K
LRCX icon
263
Lam Research
LRCX
$390B
$62.4K 0.04%
1,000
+10
+1% +$657
INGR icon
264
Ingredion
INGR
$6.58B
$62.1K 0.04%
631
-1
-0.2% -$104
PAGP icon
265
Plains GP Holdings
PAGP
$4.9B
$62K 0.04%
3,848
+300
+8% +$4.72K
AEP icon
266
American Electric Power
AEP
$68.4B
$61.7K 0.04%
820
+101
+14% +$8.22K
ADP icon
267
Automatic Data Processing
ADP
$108B
$61.1K 0.03%
254
+12
+5% +$2.93K
CARR icon
268
Carrier Global
CARR
$52.8B
$60.7K 0.03%
1,100
-132
-11% -$7.26K
BA icon
269
Boeing
BA
$185B
$60.4K 0.03%
315
-200
-39% -$43.8K
XMLV icon
270
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$60.3K 0.03%
1,226
– –
IJS icon
271
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$59.3K 0.03%
664
-112
-14% -$10.7K
ESGU icon
272
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$59K 0.03%
628
-740
-54% -$72.5K
NKE icon
273
Nike
NKE
$61.9B
$58K 0.03%
606
– –
BBDC icon
274
Barings BDC
BBDC
$965M
$57.7K 0.03%
6,479
+4,180
+182% +$36K
CGW icon
275
Invesco S&P Global Water Index ETF
CGW
$1.08B
$57.5K 0.03%
1,236
-68
-5% -$3.42K
9 10
11
12 13

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.