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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+10.19%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$205M
AUM Growth
+$28.1M
Cap. Flow
+$10.5M
Cap. Flow %
5.14%
Top 10 Hldgs %
38.12%
Holding
1,232
New
304
Increased
322
Reduced
185
Closed
99

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.1M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.36M
3
CMG icon
Chipotle Mexican Grill
CMG
+$832K
4
SCHY icon
Schwab International Dividend Equity ETF
SCHY
+$616K
5
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$613K

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$735K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$632K
3
GFEB icon
FT Vest US Equity Moderate Buffer ETF February
GFEB
+$610K
4
XOM icon
ExxonMobil
XOM
+$554K
5
TSOC
Innovator Triple Stacker ETF - October
TSOC
+$482K

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 7.18%
3 Consumer Discretionary 5.59%
4 Communication Services 5.48%
5 Healthcare 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
226
Sempra
SRE
$54.8B
$99.3K 0.05%
+1,329
New +$95.1K
IIPR icon
227
Innovative Industrial Properties
IIPR
$1.72B
$99.2K 0.05%
984
+489
+99% +$40.1K
EEM icon
228
iShares MSCI Emerging Markets ETF
EEM
$30B
$99.2K 0.05%
2,466
-113
-4% -$4.36K
MGK icon
229
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$98.6K 0.05%
1,900
+1,040
+121% +$50.5K
BSV icon
230
Vanguard Short-Term Bond ETF
BSV
$45.6B
$98.5K 0.05%
1,280
-3,826
-75% -$290K
OXLC
231
Oxford Lane Capital
OXLC
$898M
$98.2K 0.05%
+3,975
New +$98K
ECAT icon
232
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.56B
$97.7K 0.05%
+6,058
New +$92.3K
OBDC icon
233
Blue Owl Capital
OBDC
$5.74B
$97.5K 0.05%
6,604
+6,104
+1,221% +$86.7K
PCRX icon
234
Pacira BioSciences
PCRX
$997M
$96.8K 0.05%
+2,868
New +$83.9K
ED icon
235
Consolidated Edison
ED
$39.9B
$96.6K 0.05%
1,062
+24
+2% +$2.14K
CSCO icon
236
Cisco
CSCO
$479B
$96.4K 0.05%
1,908
+577
+43% +$29.5K
IDV icon
237
iShares International Select Dividend ETF
IDV
$8.57B
$96.4K 0.05%
3,443
+2,650
+334% +$69.1K
IJS icon
238
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$96K 0.05%
931
+267
+40% +$24.3K
FDUS icon
239
Fidus Investment
FDUS
$772M
$95.7K 0.05%
+4,860
New +$92.7K
QEFA icon
240
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$95.6K 0.05%
1,308
– –
ILCV icon
241
iShares Morningstar Value ETF
ILCV
$1.35B
$95.3K 0.05%
1,350
– –
COST icon
242
Costco
COST
$420B
$95.3K 0.05%
144
-15
-9% -$8.89K
YUM icon
243
Yum! Brands
YUM
$41.1B
$94.2K 0.05%
721
-173
-19% -$21.6K
LIT icon
244
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$94K 0.05%
1,845
-847
-31% -$42K
VGT icon
245
Vanguard Information Technology ETF
VGT
$149B
$92.9K 0.05%
1,536
-1,920
-56% -$107K
MFIC icon
246
MidCap Financial Investment
MFIC
$804M
$91.8K 0.04%
+6,712
New +$89.4K
ORCL icon
247
Oracle
ORCL
$423B
$91.4K 0.04%
867
+479
+123% +$52.3K
MSGS icon
248
Madison Square Garden
MSGS
$9.39B
$90.9K 0.04%
500
+400
+400% +$69.3K
NEWT icon
249
NewtekOne
NEWT
$391M
$89.3K 0.04%
+6,468
New +$90.5K
ITOT icon
250
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$89K 0.04%
846
+640
+311% +$62.7K
8 9
10
11 12

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Cape Investment Advisory held 1,232 positions worth $205M, up 16% from $176M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory deployed $10.5M of net new capital in Q4 2023, opening 304 new positions and adding to 322 existing holdings. Its largest new stake was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 8.5% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $735K trimmed.

  • Cape Investment Advisory's largest Q4 2023 buy was Thornburg Income Builder Opportunities Trust: 24,627 shares worth $382K.
  • Cape Investment Advisory added most to Apple in Q4 2023, an estimated $2.1M increase.
  • Cape Investment Advisory's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $735K.
  • Cape Investment Advisory fully exited FT Vest US Equity Moderate Buffer ETF February in Q4 2023, selling an estimated $610K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $205M portfolio in Q4 2023.
  • Cape Investment Advisory opened 304 new positions and closed 99 in Q4 2023.
  • Cape Investment Advisory's portfolio value rose 16% quarter-over-quarter to $205M.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.