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CIA

Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWV icon
226
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$82.7K 0.05%
867
+59
+7% +$5.77K
AXP icon
227
American Express
AXP
$230B
$82.3K 0.05%
552
+1
+0.2% +$164
LOW icon
228
Lowe's Companies
LOW
$125B
$79.7K 0.05%
383
+2
+0.5% +$450
GOVT icon
229
iShares US Treasury Bond ETF
GOVT
$43.8B
$79.4K 0.05%
3,602
-4,874
-58% -$110K
XBJA icon
230
Innovator US Equity Accelerated 9 Buffer ETF January
XBJA
$88.5M
$79.3K 0.04%
3,200
-250
-7% -$6.2K
VYM icon
231
Vanguard High Dividend Yield ETF
VYM
$83.5B
$79.1K 0.04%
765
+1
+0.1% +$107
VWO icon
232
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$77.5K 0.04%
1,977
-914
-32% -$37.3K
F icon
233
Ford
F
$55.7B
$76.6K 0.04%
6,167
-735
-11% -$9.54K
BIL icon
234
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$76.6K 0.04%
834
-22
-3% -$2.02K
MDLZ icon
235
Mondelez International
MDLZ
$79.9B
$76.5K 0.04%
1,103
– –
BDJ icon
236
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$75.7K 0.04%
9,951
+80
+0.8% +$639
LQD icon
237
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$73.8K 0.04%
723
+440
+155% +$46.4K
IXN icon
238
iShares Global Tech ETF
IXN
$9.26B
$73.6K 0.04%
1,272
– –
IDEV icon
239
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$73.4K 0.04%
1,259
+58
+5% +$3.51K
SLYV icon
240
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$73.3K 0.04%
1,013
+1
+0.1% +$77
MP icon
241
MP Materials
MP
$9.1B
$72.9K 0.04%
3,817
-450
-11% -$9.98K
NVT icon
242
nVent Electric
NVT
$26.7B
$72.7K 0.04%
1,372
+1
+0.1% +$54
BSEP icon
243
Innovator US Equity Buffer ETF September
BSEP
$217M
$72K 0.04%
2,138
– –
UCON icon
244
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$71.7K 0.04%
+3,000
New +$72.6K
CSCO icon
245
Cisco
CSCO
$479B
$71.6K 0.04%
1,331
+13
+1% +$701
YUMC icon
246
Yum China
YUMC
$16.3B
$71.4K 0.04%
1,282
-175
-12% -$9.79K
CMP icon
247
Compass Minerals
CMP
$1.15B
$70.6K 0.04%
2,527
+152
+6% +$4.89K
XLB icon
248
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$70.4K 0.04%
1,792
-162
-8% -$6.65K
URA icon
249
Global X Uranium ETF
URA
$6.27B
$70.3K 0.04%
2,600
– –
IWV icon
250
iShares Russell 3000 ETF
IWV
$20.4B
$70.1K 0.04%
286
– –
8 9
10
11 12

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.