Cambridge Investment Research Advisors’s Hartford Multifactor Small Cap ETF ROSC Stock Holding History

Cambridge Investment Research Advisors’s Portfolio ROSC Stock Details ROSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-7,022	Closed	-$223K	–	2264
2018 Q3	$223K	Hold	7,022	–	–	﹤0.01%	1989
2018 Q2	$222K	Sell	7,022 -205	-3%	-$6.59K	﹤0.01%	1938
2018 Q1	$230K	Buy	+7,227	New	+$231K	﹤0.01%	1875

Other funds holding ROSC

Lattice Strategies Wayne, Pennsylvania $109M AUM 3.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

MIAN

Mariner Independent Advisor Network Overland Park, Kansas $2.33B AUM 14.85% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PCIA

Prime Capital Investment Advisors Overland Park, Kansas $8.65B AUM 19.52% 1-Year Est. Return

NWM

Northwest Wealth Management Spencer, Iowa $758M AUM 25.71% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

SignatureFD Atlanta, Georgia $6.53B AUM 20.48% 1-Year Est. Return

Cambridge Investment Research Advisors's ROSC Position: Q4 2018 in Review

Cambridge Investment Research Advisors sold out of Hartford Multifactor Small Cap ETF (ROSC) in Q4 2018, closing a stake of 7,022 shares — an estimated $223K sold.

Cambridge Investment Research Advisors first reported a position in ROSC in Q1 2018 and held it in 3 quarters. The position peaked at $230K in Q1 2018. 13 funds tracked by Wall St. Rank hold ROSC as of Q4 2018.

Cambridge Investment Research Advisors reported no remaining Hartford Multifactor Small Cap ETF position as of Q4 2018 after selling out during the quarter.
Cambridge Investment Research Advisors sold 7,022 Hartford Multifactor Small Cap ETF shares in Q4 2018, an estimated $223K.
Cambridge Investment Research Advisors first reported a position in Hartford Multifactor Small Cap ETF in Q1 2018 and held it in 3 quarters.
Cambridge Investment Research Advisors's Hartford Multifactor Small Cap ETF position peaked at $230K in Q1 2018.
13 funds tracked by Wall St. Rank held Hartford Multifactor Small Cap ETF as of Q4 2018.

Based on Cambridge Investment Research Advisors's 13F filing for Q4 2018, filed 5 Feb 2019.