Caldwell Trust’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Caldwell Trust’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$246K	Sell	2,985 -161	-5%	-$12.5K	0.02%	309
2026 Q1	$224K	Hold	3,146	–	–	0.02%	323
2025 Q4	$219K	Hold	3,146	–	–	0.02%	314
2025 Q3	$215K	Hold	3,146	–	–	0.02%	311
2025 Q2	$200K	Hold	3,146	–	–	0.02%	313
2025 Q1	$188K	Hold	3,146	–	–	0.02%	319
2024 Q4	$205K	Buy	+3,146	New	+$210K	0.02%	312

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Caldwell Trust's DFAS Position: Q2 2026 in Review

Caldwell Trust reduced its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 5.1% in Q2 2026, selling an estimated $12.5K and leaving 2,985 shares worth $246K. The position accounts for 0.02% of the portfolio, ranked #309.

Caldwell Trust first reported a position in DFAS in Q4 2024 and has held it in 7 quarters since. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

Caldwell Trust held 2,985 shares of U.S. Small Cap Portfolio ETF Class Shares worth $246K as of Q2 2026.
Caldwell Trust sold 161 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $12.5K.
U.S. Small Cap Portfolio ETF Class Shares made up 0.02% of Caldwell Trust's portfolio in Q2 2026, its #309 holding.
Caldwell Trust first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2024 and has held it in 7 quarters since.
917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on Caldwell Trust's 13F filing for Q2 2026, filed 3 Aug 2026.