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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$181M
AUM Growth
-$10.1M
Cap. Flow
-$2.53M
Cap. Flow %
-1.4%
Top 10 Hldgs %
23.14%
Holding
908
New
41
Increased
133
Reduced
140
Closed
17

Top Buys

Rank Stock Value
1
DG icon
Dollar General
DG
+$765K
2
SENEA icon
Seneca Foods Class A
SENEA
+$450K
3
OKE icon
Oneok
OKE
+$320K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$271K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$214K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
GOLD
Gold.com Inc
GOLD
+$1.18M
3
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$502K
4
MMP
Magellan Midstream Partners, L.P.
MMP
+$470K
5
CVS icon
CVS Health
CVS
+$286K

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Technology 12.44%
3 Industrials 12.39%
4 Energy 8.35%
5 Consumer Staples 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
201
Colgate-Palmolive
CL
$72.2B
$164K 0.09%
2,306
+53
+2% +$3.96K
CMI icon
202
Cummins
CMI
$83.6B
$163K 0.09%
712
-126
-15% -$30.4K
PAA icon
203
Plains All American Pipeline
PAA
$16.7B
$161K 0.09%
10,497
-411
-4% -$6.16K
MRVL icon
204
Marvell Technology
MRVL
$192B
$159K 0.09%
2,929
-2,000
-41% -$118K
VYM icon
205
Vanguard High Dividend Yield ETF
VYM
$81.8B
$158K 0.09%
1,531
+769
+101% +$82.5K
CVS icon
206
CVS Health
CVS
$133B
$157K 0.09%
2,248
-4,032
-64% -$286K
AB icon
207
AllianceBernstein
AB
$3.47B
$155K 0.09%
5,120
+150
+3% +$4.76K
GS icon
208
Goldman Sachs
GS
$303B
$154K 0.09%
477
– –
BLK icon
209
Blackrock
BLK
$176B
$154K 0.09%
238
+3
+1% +$2.1K
ESS icon
210
Essex Property Trust
ESS
$18.3B
$154K 0.09%
725
+10
+1% +$2.34K
TCI icon
211
Transcontinental Realty Investors
TCI
$380M
$153K 0.08%
5,000
– –
CVE icon
212
Cenovus Energy
CVE
$53.4B
$151K 0.08%
7,250
– –
GOOGL icon
213
Alphabet (Google) Class A
GOOGL
$4.57T
$150K 0.08%
1,150
-10
-0.9% -$1.29K
GD icon
214
General Dynamics
GD
$103B
$148K 0.08%
669
+1
+0.1% +$221
NECB icon
215
Northeast Community Bancorp
NECB
$371M
$148K 0.08%
10,000
– –
LRCX icon
216
Lam Research
LRCX
$385B
$147K 0.08%
2,350
-330
-12% -$21.7K
AEP icon
217
American Electric Power
AEP
$69.2B
$147K 0.08%
1,948
+502
+35% +$40.8K
NDAQ icon
218
Nasdaq
NDAQ
$52.3B
$146K 0.08%
3,000
– –
FFWM
219
DELISTED
First Foundation Inc
FFWM
$146K 0.08%
23,971
– –
PATH icon
220
UiPath
PATH
$7B
$144K 0.08%
8,398
– –
TXN icon
221
Texas Instruments
TXN
$255B
$143K 0.08%
901
– –
SHO icon
222
Sunstone Hotel Investors
SHO
$2.19B
$140K 0.08%
15,000
-1,000
-6% -$9.45K
APT icon
223
Alpha Pro Tech
APT
$50.4M
$138K 0.08%
31,799
+12,461
+64% +$51.8K
VB icon
224
Vanguard Morningstar Small-Cap ETF
VB
$81.2B
$138K 0.08%
729
+69
+10% +$13.7K
PWB icon
225
Invesco Large Cap Growth ETF
PWB
$2.39B
$129K 0.07%
1,900
– –
7 8
9
10 11

Similar funds

VPA
Vernal Point Advisors San Francisco, California $246M AUM 12.97% 1-Year Est. Return
MAMHA
MY.Alpha Management HK Advisors Hong Kong $246M AUM 73.75% 1-Year Est. Return
IRP
Investment Research Partners Lemont, Pennsylvania $246M AUM
HA
Hanover Advisors Seneca, South Carolina $246M AUM 12.74% 1-Year Est. Return
DB
Dravo Bay Rehoboth Beach, Delaware $246M AUM 15.09% 1-Year Est. Return
HWM
HighMark Wealth Management St. Paul, Minnesota $246M AUM 35.95% 1-Year Est. Return
FPW
Flagship Private Wealth Woburn, Massachusetts $246M AUM 15.53% 1-Year Est. Return
EPIM
Equinox Partners Investment Management Stamford, Connecticut $245M AUM 225.58% 1-Year Est. Return

Caldwell Sutter Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Sutter Capital held 908 positions worth $181M, down 5.3% from $191M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2023 filing shows 41 new, 133 increased, 140 reduced and 17 closed positions. Its largest new stake was Unity: 2,160 shares worth $67.8K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2023 buy was Unity: 2,160 shares worth $67.8K.
  • Caldwell Sutter Capital added most to Dollar General in Q3 2023, an estimated $765K increase.
  • Caldwell Sutter Capital's biggest Q3 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Sutter Capital fully exited Neuberger High Yield Strategies Fund Inc in Q3 2023, selling an estimated $502K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $181M portfolio in Q3 2023.
  • Caldwell Sutter Capital opened 41 new positions and closed 17 in Q3 2023.
  • Caldwell Sutter Capital's portfolio value fell 5.3% quarter-over-quarter to $181M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2023, filed 25 Oct 2023.