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CSC

Caldwell Sutter Capital Portfolio holdings

AUM $246M
1-Year Est. Return 23.62%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+23.62%
3 Year Est. Return
+65.79%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$15.8M
Cap. Flow
+$4.87M
Cap. Flow %
2.08%
Top 10 Hldgs %
22.85%
Holding
896
New
39
Increased
124
Reduced
160
Closed
25

Top Buys

Rank Stock Value
1
PLBC icon
Plumas Bancorp
PLBC
+$4.54M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$998K
3
AAPL icon
Apple
AAPL
+$880K
4
FBK icon
FB Financial Corp
FBK
+$619K
5
MCHB
Mechanics Bancorp
MCHB
+$615K

Top Sells

Rank Stock Value
1
SSBK
Southern States Bancshares
SSBK
+$663K
2
MSFT icon
Microsoft
MSFT
+$533K
3
SPLP
STEEL PARTNERS HOLDINGS L.P.
SPLP
+$290K
4
V icon
Visa
V
+$278K
5
CAT icon
Caterpillar
CAT
+$201K

Sector Composition

Rank Sector Weight
1 Financials 26.24%
2 Technology 13.12%
3 Industrials 11.97%
4 Consumer Staples 6.82%
5 Energy 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
176
Invesco QQQ Trust
QQQ
$445B
$259K 0.11%
431
– –
VV icon
177
Vanguard Large-Cap ETF
VV
$52B
$257K 0.11%
834
-53
-6% -$15.7K
CSM icon
178
ProShares Large Cap Core Plus
CSM
$513M
$255K 0.11%
3,330
– –
IEF icon
179
iShares 7-10 Year Treasury Bond ETF
IEF
$47.4B
$251K 0.11%
2,601
+403
+18% +$38.5K
IYH icon
180
iShares US Healthcare ETF
IYH
$3.46B
$250K 0.11%
4,265
– –
F icon
181
Ford
F
$59.6B
$250K 0.11%
20,908
-296
-1% -$3.41K
VYM icon
182
Vanguard High Dividend Yield ETF
VYM
$81.9B
$247K 0.11%
1,755
+120
+7% +$16.5K
DOW icon
183
Dow Inc
DOW
$20.8B
$247K 0.11%
10,763
+943
+10% +$23.5K
DHS icon
184
WisdomTree US High Dividend Fund
DHS
$1.59B
$244K 0.1%
2,421
-35
-1% -$3.47K
PWB icon
185
Invesco Large Cap Growth ETF
PWB
$2.24B
$238K 0.1%
1,900
– –
NUE icon
186
Nucor
NUE
$60.5B
$236K 0.1%
1,740
+10
+0.6% +$1.42K
EPD icon
187
Enterprise Products Partners
EPD
$83.6B
$235K 0.1%
7,506
+57
+0.8% +$1.8K
ORI icon
188
Old Republic International
ORI
$10.8B
$234K 0.1%
5,500
– –
PBHC icon
189
Pathfinder Bancorp
PBHC
$100M
$231K 0.1%
14,773
– –
VB icon
190
Vanguard Small-Cap ETF
VB
$80.2B
$229K 0.1%
902
-22
-2% -$5.46K
KNSL icon
191
Kinsale Capital Group
KNSL
$8.43B
$229K 0.1%
538
+275
+105% +$125K
GEV icon
192
GE Vernova
GEV
$251B
$228K 0.1%
371
+5
+1% +$3.03K
LQD icon
193
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$227K 0.1%
2,037
– –
BRBS icon
194
Blue Ridge Bankshares
BRBS
$322M
$227K 0.1%
53,600
– –
JPC icon
195
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$223K 0.1%
27,144
– –
XLC icon
196
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$220K 0.09%
1,862
– –
BCE icon
197
BCE
BCE
$20.3B
$220K 0.09%
9,401
-36
-0.4% -$867
CCL icon
198
Carnival Corporation Ltd
CCL
$38.7B
$218K 0.09%
7,554
– –
SLB icon
199
SLB Ltd
SLB
$74.2B
$214K 0.09%
6,230
+20
+0.3% +$696
L icon
200
Loews
L
$24.6B
$211K 0.09%
2,100
+775
+58% +$73.3K
6 7
8
9 10

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Caldwell Sutter Capital's Q3 2025 Portfolio in Review

As of Q3 2025, Caldwell Sutter Capital held 896 positions worth $234M, up 7.2% from $218M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Caldwell Sutter Capital's Q3 2025 filing shows 39 new, 124 increased, 160 reduced and 25 closed positions. Its largest new stake was FB Financial Corp: 12,187 shares worth $679K. The largest sale was Southern States Bancshares, an estimated $663K.

By sector, the portfolio is most concentrated in Financials at 26% of assets, up from 25% a quarter earlier, followed by Technology and Industrials.

  • Caldwell Sutter Capital's largest Q3 2025 buy was FB Financial Corp: 12,187 shares worth $679K.
  • Caldwell Sutter Capital added most to Plumas Bancorp in Q3 2025, an estimated $4.54M increase.
  • Caldwell Sutter Capital's biggest Q3 2025 reduction was Microsoft, cutting an estimated $533K.
  • Caldwell Sutter Capital fully exited Southern States Bancshares in Q3 2025, selling an estimated $663K.
  • Caldwell Sutter Capital's ten largest holdings make up 23% of its $234M portfolio in Q3 2025.
  • Caldwell Sutter Capital opened 39 new positions and closed 25 in Q3 2025.
  • Caldwell Sutter Capital's portfolio value rose 7.2% quarter-over-quarter to $234M.

Based on Caldwell Sutter Capital's 13F filing for Q3 2025, filed 29 Oct 2025.